James Abbott and the University of South Dakota April 15, 2009
Posted by physics309 in Legal Fight With USD.add a comment
I read this editorial in the USD school newspaper, The Volante, today. As you can see, I have not been exaggerating when I talk about how malicious the USD administration is.
When I was there, Abbott was famous for his vindictiveness. When I got into my legal problems, people were telling me of their first hand horror stories. When I asked them if they would be willing to testify, they said they were afraid. Abbott, they said, would either fire them or, if they didn’t work for the university, would fire their spouses. Five faculty members stepped forward and volunteered to testify of their personal experiences where they suffered retaliation at the hands of Abbott. They didn’t have to, but the very fact they were willing to forced the university to change their tactics.
Lawyers all over the state warned me about how vindictive Abbott is and they told me that, no matter how long it took and no matter what it took, Abbott would get even with anyone that crossed him. It was spelled out for me in perfectly clear language that breaking the law was not something he was afraid of doing.
I received many death threats during my last year there after the legal fight began. I would be somewhere in town and someone would come up to me and ask me who I was. When I responded, they would say something like, ‘I just wanted to let you know that I heard Jim Abbott is going to burn your house down while you’re asleep.’ Or, maybe that he was going to have stolen property or illegal drugs placed in my car and then call the police. Over the course of a year, I received about 10 such threats. Right before I left town, someone came up to me one evening while I was having a beer and told me Abbott was going to have Tina Keller killed and have me framed for it. That way, I was told, he would get rid of me and a troublesome mistress at the same time.
Now, you can believe that Abbott had nothing to do with all of that. But, when total strangers come up to me and start making comments like that, I cannot believe for a second that it was uncoordinated. And, the best part is, no laws were broken. They didn’t actually threaten me, they just told me they had heard about it somewhere. But, the message was clear.
Let me say that I never believed they would carry through with the threats. I felt at the time, and feel even today, that they were just trying to intimidate me. In that regard, they failed completely.
In fact, it is this very vindictiveness that is the source of their problems now. After leaving town, I was worn out and ready to put it all behind me. I would have settled for anything they might have offered me. Instead, I fully understood they were going to come after me with everything they had. They didn’t want to settle, they wanted to make an example of me. Forced to fight, I found a way to win. I knew the South Dakota courts would never decide against USD or Abbott and I was flat out told the only way I could win was to go to the US Supreme Court. So, that’s where I am now. And, I believe very strongly that I will win.
Given the documented history of this school, I really have to wonder why anyone would accept a position there. In fact, they have a very hard time filling their openings. I have been told by members of the administration that about one-third of all open faculty positions go unfilled every year. Its understandable.
Knowing the history and attitude of Abbott and his cronies, I have cut and pasted the entire editorial below. If he forces the Volante to remove it, there is a copy of it here. Also, notice there is no by-line on the editorial.
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SPECIAL EDITORIAL: Administration secrecy must stop
Published: Wednesday, April 15, 2009
Updated: Wednesday, April 15, 2009
They’re intensely secretive, they’re unapologetic and they increasingly deal in misleading statements.
They’re members of USD’s administration.
They’re a group led by President James Abbott and it increasingly seems their mission is to squelch negative news and muzzle dissent among faculty and staff.
Just a few weeks ago, Abbott downplayed the recession’s effects on USD in a forum. He assured us personnel and program cuts were last resorts.
Now, despite the fact that USD is a liberal arts institution, science programs are being expanded at the expense of 16 faculty and staff, who were abruptly fired last week.
We weren’t we told we had so quickly reached our last resort.
And the administration’s secrecy didn’t start with the firings.
Earlier this semester, we wrote about the secrecy surrounding the administration’s controversial plan to fund the Promise Scholarship.
That’s the scholarship centralization scheme.
Seemingly plucked from thin air, it seemed hurried and reactionary. Students, faculty and staff were blindsided by the administration’s sudden, unprovoked power grab.
Many faculty and staff had strong opinions on the secrecy, but their opinions weren’t printed in The Volante. And that’s not because we didn’t ask.
It’s because the administration seems willing to punish when secrecy is violated. This has created a culture of fear.
The Volante was refused interviews by several faculty members, citing possible administration retaliation. Others insisted on off-the-record interviews, saying even the lightest criticism of administration policies or decisions could end their careers at USD.
Faculty and staff have even requested we contact them through non-USD e-mail accounts, in case university e-mail was being read.
We recently received an anonymous letter from a faculty member decrying the administration’s Promise Scholarship secrecy. While it is our policy to not publish unsigned letters, this statement is quite telling:
“I’m not signing this note because I honestly believe that doing so would cost me my job,” they write.
We can’t be sure why these faculty and staff believe their jobs are at risk.
We’re no conspiracy theorists, but that feeling seems ubiquitous on campus.
Is the Abbott administration actively punishing faculty and staff who dissent from its policies and decisions? We demand an answer.
We note that the Abbott Administration has complied with The Volante’s every interview request.
They routinely meet with our reporters for interviews on many topics, and they’re nice about it.
But we’re not concerned with their manners. We’re concerned they’re not telling us the whole story. We’re concerned that, with faculty effectively silenced, they can spin information any way they’d like.
Abbott even refused an invitation to participate in the Cross Media Council’s Budget Forum on Thursday. He would have been forced to answer to fellow faculty sitting next to him onstage, unlike in his own forum, which occurs an hour earlier than the CMC’s.
So his refusal is quite telling.
Of course, some degree of secrecy is necessary. We know some decision-making processes are sensitive and must be kept from the general public.
But Abbott and company are treating the rest of USD like the enemy by withholding information and downplaying negative news.
This secrecy is unwarranted. Indeed, if we’d have been told layoffs were coming, we mayhave been better able to accept them when they did.
But instead, we were consistently left in the dark about the imminent danger of layoffs. We were consequently dismayed by last week’s firings.
Faculty and staff are fearful. They were suddenly thrust into a world of layoffs, a world from which the administration suggested they’d be protected.
More, they’re being pressured to not criticize their superiors. Is this the kind of work environment that would be tolerated in any other state institution?
The administration’s secretive tactics have been tolerated for far too long.
It is imperative that students, faculty and staff make it known to the administration that under no uncertain terms will they accept undue secrecy and bullying tactics.
Petitioning the U.S. Supreme Court December 27, 2008
Posted by physics309 in Arnold, Legal Fight With USD.add a comment
So, the South Dakota Supreme Court dismissed my appeal in Keating v. James Abbott and the University of South Dakota without an opinion, merely stating that it had no merit. This created a very interesting situation. The heart of my appeal was that the civility clause is unconstitutional. Now, my appeal has gone through the entire South Dakota judicial system without any comment at all on the principle issue. It isn’t that they issued an opinion that I disagreed with, they simply did not issue any opinion at all.
I’m actually glad that it was dismissed this way. My main concern during this whole fight was that the bad guys would make a strong case for why I was wrong. I would then be stuck having to find a way to refute their arguments. As it is, they were unable to make any comment or counter-argument.
The next question after I received the court’s statement was how I was going to proceed from there. I already knew I was going to the U.S Supreme Court. The fact is, I was told years ago that the only chance I had was to get it into the federal courts. I used the SD court system to force the bad guys to put their arguments in writing before the court and to present their evidence. I also used the time to develop my own argument and collect my evidence. All in all, it worked out exceptionally well, almost exactly the way I envisioned it back in the summer and fall of 2004 when I first started this fight. I was hoping (always the optimist, even in the face of overwhelming odds) that some decisions would go my way. As it is, one decision actually did and I’m using it to full extent. I’m sure Judge Steven Jensen is upset that I’m using his decision in my favor, because that isn’t what he wanted to achieve. But, bad judges should be more careful when they rule in opposition to the law and evidence. It can come back to haunt you.
No, the question wasn’t whether or not I was going to the U.S. Supreme Court, but how I was going there. My plan all along was to find someone to represent me at this stage. Once I got the decision from SD, I went shopping for a lawyer. That is when I became disappointed. Most of the lawyers I talked to weren’t interested because there wasn’t enough money involved. They told me they could make more money doing something else. Then, the ones that were willing to take my case failed to impress me. I would have conversations with them, telling the history of my case and they would not know any of the court precedents involved. Or, if they did, they hadn’t read them and didn’t know what they said. I would talk to them about these court cases and they would just be in the dark. Universally, I was unimpressed with them. I thought, ‘Well, they could study and become familiar with everything.’ But, I remember a lawyer I talked to in South Dakota. He was interested in taking my case and we went through everything. Finally, he looked at me and said, ‘I don’t understand why you’re looking for a lawyer. No lawyer is going to do as good a job as what you’re doing.’
Eventually, I came to the conclusion that I was going to have to proceed on my own. It was true, there was no lawyer that knew the law and evidence in this case as well as I do and there is certainly no one that is motivated the way I am. So, I read the Rules of the Court for the Supreme Court to learn what I needed to do. The first thing is to submit a Petition for a Writ of Certiorari. This is essentially asking the Court to hear your appeal. If the Writ is issued, the Court will tell the lower court to send forward all the documentation on the case for the Court’s review. I studied the Rules of the Court to make sure I was doing everything correctly, and wrote my petition. I submitted it to the Court on Wednesday, December 24. The bad guys will get their copies on Saturday, or maybe Monday. I’m sure it will be an unpleasant Christmas present for them.
So, what now? The bad guys get to respond to my petition and I get to rebut anything new they raise in their response. Then, the Court will decide whether to issue a writ.They can deny the petition for any reason and if they do, it doesn’t reflect on the validity of your case. If they don’t, I get to petition them to reconsider. If they do, I get to submit a brief to the Court, the bad guys get to respond, I get to rebut anything new and then we’ll be placed on the docket. This raises the real possibility that I may get a chance to stand before the nine justices of the U.S. Supreme Court and argue my case. And, that is a very exciting thought.
So, what are my chances? I think they’re good. But, we’ll have to wait and see. Come back for updates.
Now, if you were wondering what a Petition for a Writ of Certiorari looks like, here’s mine.
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No.
In the Supreme Court of the United States
CHRISTOPHER F. KEATING, PETITIONER
v.
JAMES W. ABBOT, in his personal and professional capacities, AND THE UNIVERSITY OF SOUTH DAKOTA
ON PETITION FOR A WRIT OF CERTIORARI
TO THE SOUTH DAKOTA SUPREME COURT
PETITION FOR A WRIT OF CERTIORARI
CHRISTOPHER F. KEATING, Pro Se
QUESTION PRESENTED
1.Whether the civility clause of appendix G of the collective bargaining agreement between the South Dakota Board of Regents and the faculty as represented by the Committee on Higher Education (the COHE agreement) is constitutional.
2.Whether the civility clause was applied against Petitioner in violation of his constitutional rights to free speech.
3.Whether the South Dakota Supreme Court erred in denying Petitioner’s appeal concerning the non-renewal of his tenure-track contract with the University of South Dakota for violating the civility clause.
4.Whether the University of South Dakota retaliated against Petitioner for engaging in protected activity.
5.Other issues surrounding the non-renewal of Petitioner’s tenure-track contract.
TABLE OF CONTENTS
QUESTION PRESENTED 2
Table of Authorities 5
Cases 5
Statutes 7
OPINIONS BELOW 10
JURISDICTION 10
STATUTORY PROVISIONS INVOLVED 11
STATEMENT 19
A. Facts Giving Rise To This Case 19
B. Legal Proceedings 21
REASONS FOR GRANTING THE PETITION 25
CONCLUSION 32
TABLE OF AUTHORITIES
Cases
Brandenburg v. Ohio, 395 U.S. 444 (1969) 9
Burlington Northern & Santa Fe Railway Co. v. White, 548 U.S., 126 S.Ct. 2405 (2006) 10
Chamberlain v. Bissell, Inc., 547 F.Supp. 1067 (W.D. Mich.1982) 10
Cohen v. San Bernardino Valley College, 92 F.3d 968 (9th Cir. 1996) 9
Connally v. General Construction Co., 269 U.S. 385, 391 (1926) 9
Corry v. Stanford (No. 740309, California Superior Court, Santa Clara County, 1995) 9
Dambrot v. Central Michigan University, 839 F. Supp. 477 (E.D. Mich. 1993) 10
DeJohn v. Temple University, Case No: 07-2220 (2008), Third Circuit Court of Appeals 10
Doe v. University of Michigan, 721 F.Supp. 852 (E.D. Mich. 1989) 9
Garrity v. New Jersey, 385 U.S. 493, 87 S.Ct. 616, 17 L.Ed.2d 562 9
Gooding v. Wilson, 405 U.S. 518 (1972) 9
Grayned v. Rockford, 408 U.S. 104, 108-109 (1972) 9
Harrison v. Metropolitan Government of Nashville, 80 F.3d 1107 (6th Cir. 1996) 10
Heath v. General Services Admin. (1998 EEOPUB LEXIS 4562 (1998)) 10
Keyishian v. Board of Regents, 345 F.2d 236, 239 9
Perry v. Sindermann, 408 U.S. 593 (1972) 9
Pickering v. Board of Education, 391 U.S. 563, 568, 88 S. Ct. 1731, 1734-5, 20 L. Ed. 2d 811 (1968) 9
R.A.V. v. City of St. Paul, 505 U.S. 377 (1992) 9
Rankin v. McPherson, 483 U.S. 378 (1987) 9
Ray v. Henderson, 217 F.3d 1234, 1243-44 (9th Cir.2000) 10
Terminiello v. Chicago, 337 U.S. 1 (1949) 9
Texas v. Johnson 491 U.S. 397 (1989) 9
UWM Post v. Board of Regents of University of Wisconsin, 774 F. Supp. 1163 (E.D., Wis. 1991) 10
Statutes
First Amendment To The United States Constitution 5, 9
Fourteenth Amendment To The United States Constitution 5, 10, 11
SCDL 1-1A-3 11
SDCL 1-1A-1 6, 11
SDCL 1-1A-2 6, 11
SDCL 1-1A-3 7
SDCL 3-18-3.1 7, 8
SDCL 3-3-4 7, 11
SDCL 3-3-5 7
The civility clause of Appendix G 6, 8, 10
In the Supreme Court of the United States
CHRISTOPHER F. KEATING, PETITIONER
v.
JAMES W. ABBOT, in his personal and professional capacities, AND THE UNIVERSITY OF SOUTH DAKOTA
ON PETITION FOR A WRIT OF CERTIORARI
TO THE SOUTH DAKOTA SUPREME COURT
PETITION FOR A WRIT OF CERTIORARI
The Petitioner respectfully petitions for a writ of certiorari to review the judgment of the South Dakota Supreme Court in this case.
OPINIONS BELOW
South Dakota Supreme Court Order Directing Issuance of Judgment of Affirmance, dated October 8, 2008, is reprinted in the Appendix hereto, pp 1.
South Dakota Supreme Court Order Directing Issuance of Judgment of Affirmance, dated November 10, 2008, is reprinted in the Appendix hereto, pp 2.
The opinion of the South Dakota Circuit Court is reprinted in the Appendix hereto, pp 3 – 17.
The opinion of the South Dakota Department of Labor administrative hearing is reprinted in the Appendix hereto, pp 18 – 24.
JURISDICTION
The judgment of the South Dakota Supreme Court was entered on October 8, 2008. The jurisdiction of this Court rests on 28 U.S.C. 1257(a).
STATUTORY PROVISIONS INVOLVED
First Amendment To The United States Constitution
Congress shall make no law respecting an establishment of religion, or prohibiting the free exercise thereof; or abridging the freedom of speech, or of the press; or the right of people peaceably to assemble, and to petition the government for a redress of grievances.
Fourteenth Amendment To The United States Constitution
Section 1. All persons born or naturalized in the United States, and subject to the jurisdiction thereof, are citizens of the United States and of the State wherein they reside. No State shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any State deprive any person of life, liberty, or property, without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws.
The civility clause of Appendix G to the collective bargaining agreement between the South Dakota Board of Regents and the university faculty as represented by the Committee on Higher Education (the COHE agreement)
Civility in working with colleagues, staff members, students and others
Universities play a special role in preparing students to lead the complex social organizations through which businesses and professions operate and through which free people govern themselves. Students must be taught, and they must be shown through the example given by institutional employees, that members of stable, effective and prosperous social organizations observe norms of conduct under which all participants treat one another civilly and carry out their respective tasks in a constructive and informed manner. Complex social organizations derive their strength from the cooperation of those who participate in them. By virtue of their special role in preparing future generations of leaders, universities have a particular concern with conduct that destroys the bonds of cooperation and common purpose on which society rests by demeaning members of the community, and such conduct cannot be tolerated in an institution whose very purpose is to shape the skills and conscience of the rising generations.
Faculty members are responsible for discharging their instructional, scholarly and service duties civilly, constructively and in an informed manner. They must treat their colleagues, staff, students and visitors with respect, and they must comport themselves at all times, even when expressing disagreement or when engaging in pedagogical exercises, in ways that will preserve and strengthen the willingness to cooperate and to give or to accept instruction, guidance or assistance.
South Dakota Codified Law SDCL 1-1A-1. Unconstitutional state actions void. It is the public policy of the State of South Dakota that every statute, rule, regulation, executive order, and office policy of the State of South Dakota enacted, promulgated, issued, or established in contradiction to the provisions of the United States Constitution, and so judicially determined by a final judgment rendered by the South Dakota Supreme Court, the federal district court for the State of South Dakota, the United States Court of Appeals for the eighth circuit, or the United States Supreme Court, is void within the jurisdiction of the State of South Dakota.
South Dakota Codified Law SDCL 1-1A-2. Enforcement of unconstitutional policies prohibited. No person may enforce any statute, rule, regulation, executive order, or office policy that is in violation of § 1-1A-1.
South Dakota Codified Law SDCL 1-1A-3. State officers to protect constitutional rights. Every state officer is directed to utilize the full force and authority of his office to resist the intrusion of such unlawful provisions and to protect the constitutional rights of the State of South Dakota and its individual citizens from the encroachments of such provisions.
South Dakota Codified Law SDCL 3-3-4. Restrictions on removal of veteran from employment–Hearing and review–Burden of proof. No person holding a public position by appointment or employment, and belonging to any of the classes of persons to whom a preference is herein granted, shall be removed from such position or employment unless replaced by another person of a class to whom preference is herein granted except for incompetency or misconduct shown after a hearing, upon due notice, upon stated charges, and with the right of such employee or appointee to a review by writ of certiorari. The burden of proving incompetency or misconduct shall rest upon the party alleging the same.
South Dakota Codified Law SDCL 3-3-5. Noncompliance as misdemeanor.
Any person in the public service who shall neglect or refuse to comply with the provisions of this chapter is guilty of a Class 1 misdemeanor.
South Dakota Codified Law SDCL 3-18-3.1, Unfair practices of employers defined
(1) Interfere with, restrain, or coerce employees in the exercise of rights guaranteed by law;
(2) Dominate, interfere, or assist in the formation or administration of any employee organization, or contribute financial or other support to it; provided, an employer shall not be prohibited from permitting employees to confer with him during working hours without loss of time or pay;
(3) Discriminate in regard to hire or tenure or employment or any term or condition of employment to encourage or discourage membership in any employee organization;
(4) Discharge or otherwise discriminate against an employee because he has filed a complaint, affidavit, petition, or given any information or testimony under this chapter;
(5) Refuse to negotiate collectively in good faith with a formal representative; and
(6) Fail or refuse to comply with any provision of this chapter.
STATEMENT
A. Facts Giving Rise To This Case
Petitioner was a tenure-track professor at the University of South Dakota (USD) from August 1999 to May 2004.
Petitioner was informed in June 2004 that he was being considered for non-renewal of his tenure-track contract under the terms of the collective bargaining agreement between the South Dakota Board or Regents and the university faculty as represented by the Committee on Higher Education (the COHE agreement). Petitioner was informed the charge against him was that he violated the ‘civility clause’ of appendix G of the COHE agreement. Specifically, he made a comment concerning his supervisor in a private email that he sent from his private residence on a Saturday morning during his off hours.
Petitioner met with members of the administration and was informed of the charge and given an opportunity to defend himself against the one charge. No other charge was made and petitioner was not allowed to defend himself against any other charge.
Petitioner was never, at any time, accused of being disruptive in the workplace, no evidence was every produced showing he was disruptive in the workplace, and he was never provided any opportunity to defend himself against any such charges.
The university administration personnel have steadfastly insisted this was not a disciplinary action.
Petitioner’s tenure-track contract was non-renewed and he was given a one-year term contract that expired in May 2005.
B. Legal Proceedings
Petitioner pursued five grievances under provisions of the COHE agreement and two unfair labor practice complaints through the South Dakota Department of Labor under provisions of SDCL 3-18-3.1, Unfair practices of employers defined.
Petitioner’s first grievance claimed the university’s action was actually a disciplinary action and Petitioner was denied his due process rights the 14th amendment and provisions of the COHE agreement. Petitioner’s second grievance claimed the non-renewal of his contract with USD was in retaliation because he engaged in protected activity by filing a grievance in September 2003 against his supervisor for creating a hostile work environment. Petitioner’s third grievance was that his years of service were improperly calculated and, as a result, USD failed to provide him with the proper compensation provided for by the COHE agreement for late notice of his non-renewal. Petitioner’s fourth grievance was that the COHE agreement is not fairly and equitably applied. Petitioner’s fifth grievance claimed he was discriminated against due to his military status and denied protection as provided by law.
Petitioner’s grievances were found in Petitioner’s favor by the faculty review board, but the administration found against Petitioner on all grievances. Petitioner appealed his grievances to the South Dakota Board of Regents, where they were again denied, and then to the South Dakota Department of Labor.
Petitioner’s first unfair labor practice complaint filed with the South Dakota Department of Labor claimed that the civility clause was unconstitutional under the 1st amendment of the U.S. Constitution and other statutes, and the way it was applied against Petitioner was unconstitutional. Petitioner’s second unfair labor practice complaint was the same as the same as his second grievance listed above and claimed his non-renewal as a retaliatory action taken because Petitioner had engaged in a protected activity.
An administrative hearing administered by a South Dakota Department of Labor administrative law judge was held on the campus of USD in January 2006 to hear Petitioner’s grievances and unfair labor complaints. The South Dakota administrative law judge issued his opinion in October 2006 and denied all of Petitioner’s grievances and unfair labor complaints.
Petitioner appealed the decision to the South Dakota Circuit Court and a hearing was held in July 2007. The circuit court issued its decision in December 2007. The court found in Petitioner’s favor on his third grievance concerning his years of service, but denied him the payment due under terms of the COHE agreement. The circuit court found against Petitioner on all other points except Petitioner’s claim concerning the constitutionality of the civility clause. The circuit court did not address this issue in its decision.
Petitioner appealed the decision to the South Dakota Supreme Court, which dismissed Petitioner’s appeal on October 8, 2008 with the statement that it was without merit and issued no opinion on Petitioner’s appeal.
REASONS FOR GRANTING THE PETITION
The issue of government restraint on speech has been previously addressed by this court and other federal courts and the courts have consistently found that all such speech codes are unconstitutional. Specifically, in R.A.V. v. City of St. Paul, 505 U.S. 377 (1992), the Supreme Court said that the government cannot decide which speech it will allow and which speech it will not allow.
Further, in Texas v. Johnson 491 U.S. 397 (1989), the Supreme Court stated, “If there is a bedrock principle underlying the First Amendment, it is that government may not prohibit the expression of an idea simply because it finds it offensive or disagreeable.” Further, the court stated, “”Recognizing that the right to differ is the centerpiece of our First Amendment freedoms, … a government cannot mandate by fiat a feeling of unity in its citizens.”
Other pertinent cases where the courts have struck down free speech limits by the government include: Terminiello v. Chicago, 337 U.S. 1 (1949); Pickering v. Board of Education, 391 U.S. 563, 568, 88 S. Ct. 1731, 1734-5, 20 L. Ed. 2d 811 (1968); Brandenburg v. Ohio, 395 U.S. 444 (1969); Perry v. Sindermann, 408 U.S. 593 (1972); Rankin v. McPherson, 483 U.S. 378 (1987); Keyishian v. Board of Regents, 345 F.2d 236, 239; and Garrity v. New Jersey, 385 U.S. 493, 87 S.Ct. 616, 17 L.Ed.2d 562.
Speech codes have also consistently been found to be vague and overbroad. Specific cases supporting this determination include: Gooding v. Wilson, 405 U.S. 518 (1972); Connally v. General Construction Co., 269 U.S. 385, 391 (1926); and Grayned v. Rockford, 408 U.S. 104, 108-109 (1972)
At least six such university speech codes have been declared unconstitutional by the courts in recent years: Doe v. University of Michigan, 721 F.Supp. 852 (E.D. Mich. 1989), Corry v. Stanford (No. 740309, California Superior Court, Santa Clara County, 1995); Cohen v. San Bernardino Valley College, 92 F.3d 968 (9th Cir. 1996), UWM Post v. Board of Regents of University of Wisconsin, 774 F. Supp. 1163 (E.D., Wis. 1991), Dambrot v. Central Michigan University, 839 F. Supp. 477 (E.D. Mich. 1993), and DeJohn v. Temple University, Case No: 07-2220 (2008), Third Circuit Court of Appeals.
By prohibiting any speech considered to be uncivil, without any definition of what constitutes ‘uncivil’, the civility clause is punishing and banning a broad range of speech, including that which is protected by the U.S. Constitution and other statutes. As a matter of law, the civility clause is overbroad. Without any definition or measure of ‘uncivility’, the civility clause is also vague, allowing the measure to be applied in an arbitrary manner.
Additionally, there is no due process available to anyone accused of violating the civility clause, in violation of the protections of the 14th amendment. Since there is no definition of what constitutes ‘uncivility’, the accusation cannot be challenged. With the exception of one grievance step that is adjudicated by the faculty, the grievance process is adjudicated by the administration, the same individuals that pursue the action against the faculty members and whom grievances are filed against. The findings of the faculty review board are disregarded and are termed ‘irrelevant’ by the administration. The administrative law judges in the South Dakota Department of Labor sit as judges in hearings against state interests, but also act as advocates representing the state in other hearings. With the judge acting as both judge and advocate for the state, it is not reasonable that any faculty member can expect a fair and unbiased hearing against a state entity.
This court has also addressed the issue of retaliation in the workplace. Notably, Ray v. Henderson, 217 F.3d 1234, 1243-44 (9th Cir.2000); Heath v. General Services Admin. (1998 EEOPUB LEXIS 4562 (1998)); Harrison v. Metropolitan Government of Nashville, 80 F.3d 1107 (6th Cir. 1996); Burlington Northern & Santa Fe Railway Co. v. White, 548 U.S., 126 S.Ct. 2405 (2006); Cleveland Board of Education v. Loudermill, 470 U.S. 532 (1985); Chamberlain v. Bissell, Inc., 547 F.Supp. 1067 (W.D. Mich.1982); and Reeves v. Sanderson Plumbing Products, Inc. (99-536) 530 U.S. 133 (2000) 197 F.3d 688, reversed.
Most of the cases cited above are final judgments of the U.S. Supreme Court.
As a veteran, Petitioner was entitled to protection in his employment by SDCL 3-3-4. None of the actions required in this statute were fulfilled by the university and Petitioner was denied this protection under the law. SDCL 3-3-5 states that violation of this law is a misdemeanor. The courts refused to enforce this law.
South Dakota Codified Law SDCL 1-1A-1 voids any action that is in violation of judgments of U.S. Supreme Court, while SDCL 1-1A-2 prohibits the enforcement of anything that is in violation of SDCL 1-1A-1 and SCDL 1-1A-3 requires all South Dakota officers to protect the constitutional rights of the individual citizens. By failing to uphold the findings of the U.S Supreme Court, USD, James W. Abbott, the South Dakota Board of Regents, the South Dakota Department of Labor, the South Dakota Circuit Court and the South Dakota Supreme Court all failed to uphold these three state laws. By failing to enforce the final judgments of the U.S. Supreme Court, these officers of the State of South Dakota have violated Petitioner’s 14th amendment rights.
CONCLUSION
With its decision, the South Dakota Supreme Court decided important federal questions in a way that conflicts with the decisions of United States courts of appeal and the U.S. Supreme Court. It has also decided important federal questions in a way that conflicts with relevant decisions of this Court. For these reasons, the petition for a writ of certiorari should be granted.
Respectfully submitted.
CHRISTOPHER F. KEATING, pro se
Sanctions and Disbursements June 14, 2008
Posted by physics309 in Legal Fight With USD.add a comment
When I appealed the decision by the SD Department of Labor judge, some of the issues on appeal were actions taken by the administrative law judge, Randy Bingner. Now, I had been told far and wide that Bingner was a problem. Lawyers have told me that as soon as they drew him for a case they would start preparing their appeal.
Now, I wasn’t about to come out and say in my court briefing that he was a crook. I figured, even if I proved it, the judges were going to stick together and I would get myself in trouble. But, I had to have grounds for appeal and I was confident that the circuit court would find against me, no matter what. That meant I had to set myself up for appeal to the state supreme court. So, I limited myself to pointing out specific things Bingner did and wrote and citing them as grounds for appeal. I figured I was still going to get in trouble and the fact that I was merely quoting Bingner wouldn’t matter. And, I was right.
The Bad Guys filed a motion to have me sanctioned almost right away. That was in January 2007. In May 2007 we had a telephone hearing and Judge Stephen Jensen instructed me at that time to show grounds at our next hearing that my statements were justified. Consequently, I attended the July 2007 hearing in person and spent several minutes citing specific examples of where Bingner had acted improperly.
As I expected, it didn’t matter. The judge ruled against me on most counts (except the one important single count in my favor) and the Bad Guys renewed their motion for sanctions. They also requested disbursements for expenses incurred as a result of my appeal. Judge Jensen granted both of them and fined me to make sure I didn’t do it again. Of course, I was not impressed and appealed his decisions to the SD Supreme Court.
There were a number of serious problems with his actions. On the issue of sanctions, the Bad Guys never showed they had standing to file such a motion. They didn’t suffer any damage, so they had no complaint. If Bingner had wanted to file a motion, that would be one thing, but you can’t just walk in off the street and file a motion. Also, they didn’t follow procedures required by law. Jensen just ignored that and went on his merry way. But, most importantly, they never gave specific examples of where I was in violation of the law and they never produced any evidence that I had was in violation. There entire case was that they didn’t like what I said in general, therefore I should be punished for it.
On the issue of disbursement, the biggest problem was that I claim I was the prevailing party. The Judge Jensen ruled in my favor on one issue, the number of years of service I had completed. This was an important issue because USD was required to pay a penalty to me, depending on my years of service and we claimed different amounts due to the two times I was mobilized. Well, the judge, after everyone else had ruled against me on this issue, ruled in my favor. Of course, he then went on to say I wasn’t entitled to the penalty anyway. But, the important thing is that he ruled in my favor and this made me the prevailing party (As it turns out, I’m now asking the SD Supreme Court to order them to pay me the $126,000 penalty, so its not a trivial point). If I was the prevailing party, then the Bad Guys can’t ask for disbursements. Additionally, he gave them expenses they incurred before I filed my appeal, even years before. These can’t be expenses incurred as a result of my appeal if they were incurred before I even filed my appeal.
So, I submitted my appeal brief to the SD Supreme Court yesterday. Now, the Bad Guys will reply in 45 days and it will be an empty, ineffective reply because they know it doesn’t matter how they reply. And, then I will respond to their reply. But, for the next 45 days, I am finished with the Bad Guys and get to do something else.
Which is good, because I have one full plate right now.
Here’s my brief, if you’re interested.
****************
IN THE SOUTH DAKOTA SUPREME COURT
DR. CHRISTOPHER F. KEATING, )
)
Appellant )
)
v. ) CIV. 06-307
)
JAMES W. ABBOTT AND THE )
UNIVERSITY OF SOUTH DAKOTA )
)
Appellees )
Appellant’s Appeal Brief
1. The circuit court from which this appeal is taken is Clay County Circuit Court.
2. The county in which the action is venued at the time of appeal is Clay County.
3. The name of the trial judge who entered the decision appealed: The Honorable Stephen R. Jensen.
Parties and Attorneys
Appellant:
Dr. Christopher Keating
Represented by:
Pro Se
Appellees:
James W. Abbott and the University of South Dakota
Represented by:
Robert B. Frieberg, Frieberg, Nelson & Ask, L.L.P., 115 North Third St., P.O.
Date of Notice of Appeal: April 30, 2008
Table of Contents
Table of Citations Page 3
I. Jurisdictional Statement 4
II. Statement of Legal Issues 4
III. Statement of Case and Facts 5
IV. Legal Argument 6
Introduction 6
Sanctions and Order to Show Cause 7
Disbursements 12
Summary and Remedy 15
Appendix
Citations
Farrar v. Hobby, 506 U.S. 103, 111 (1992) 8, 14
Lujan v. Defenders of Wildlife, 112 S. Ct. 2130, 2136 (1992) 7, 10
Michlitsch v. Meyer, 1999 SD 69 8, 9, 12, 15
Nelsen v. King County, 895 F.2d 1248, 1250 (9th Cir. 1990), cert. denied, 112 S. Ct. 875 (1992) 10
Nelson v. Nelson Cattle Co., 513 NW2d 900, 906 (SD 1994) 9, 16
SDCL 15-17-37 8, 9, 13, 14, 15
SDCL 15-17-52 9, 13, 15
SDCL 15-17-53 9, 13, 15
SDCL 15-37-37 16
SDCL 15-6-11(b) 8, 12
SDCL 15-6-11(c) 8, 11, 12
SDCL 15-6-11(d) 9, 16
SDCL 15-6-27(a) 16
SDCL 15-6-54(d) 8, 14
SDCL 3-21-2 13
Warth v. Seldin, 422 U.S. 490, 501 (1974) 8, 10
I. Jurisdictional Statement
1. I, Dr. Christopher F. Keating, submit the following brief, pursuant to SDCL § 1-26A-60, in support of my appeal on the listed decisions in the above referenced matter.
2. Decisions on appeal are:
• Order For Sanctions Pursuant to SDCL 15-6-11, dated April 4, 2008 and filed April 7, 2008.
• Order Approving Costs and Directing Clerk of Court to Enter Same, dated April 4, 2008 and filed April 7, 2008.
• Findings of Fact and Conclusions of Law, dated April 4, 2008 and filed April 7, 2008.
Notice of Entry was delivered to me by first class mail and dated April 7, 2008. I filed my Notice of Appeal with the Clay County Office of Clerk of Courts on April 30, 2008. The above listed documents are provided in the Appendix. Appeal of each of these court decisions is permitted under SDCL 15-26A-3. The Statement of Material Facts is included in the Appendix.
II. Statement of Legal Issues
1. Whether Keating should be sanctioned for his statements concerning the actions of Administrative Law Judge Bingner in his Administrative hearing and decision.
The circuit court held that I should be sanctioned.
RELEVANT CASES AND STATUTES
Lujan v. Defenders of Wildlife, 112 S. Ct. 2130, 2136 (1992)
Warth v. Seldin, 422 U.S. 490, 501 (1974)
SDCL 15-6-11(b)
SDCL 15-6-11(c)
2. Whether USD should be awarded disbursements for its expenses incurred as a result of Keating’s appeal hearing.
The circuit court held that disbursements should be awarded to USD.
RELEVANT CASES AND STATUTES
Farrar v. Hobby, 506 U.S. 103, 111 (1992)
Michlitsch v. Meyer, 1999 SD 69
Nelson v. Nelson Cattle Co., 513 NW2d 900, 906 (SD 1994)
SDCL 15-17-37
SDCL 15-6-54(d)
III. Statement of Case and Facts
This appeal concerns two decisions by Circuit Court Judge Stephen Jensen involved in my case CIV 06-307, which is currently on appeal before this Court. These two decisions involve sanctions and disbursements and resulted from my appeal to the circuit court concerning the decisions of Administrative Law Judge Randy Bingner on my grievances and unfair labor practice complaints against the University of South Dakota (USD) and James Abbott.
As part of my issues on appeal I alleged that Judge Bingner had violated proper judicial procedures in several specific instances. On January 31, 2007, the attorney for USD, Robert Frieberg, filed a motion for sanctions with the circuit court. No prior notice was provided to me. I resubmitted my issues on appeal without any reference to any alleged wrongdoing by Mr. Frieberg, but kept my issues on appeal concerning Judge Bingner. In a May 2007 telephone hearing, Judge Jensen scheduled a hearing on my appeal for July 17, 2007 and instructed me to provide evidence to substantiate my claims at that hearing.
A partial transcript of this hearing (“Transcript”) is included in the appendix that shows I addressed these issues, as instructed.
The court found for me on one count, but held against me on all others. After the court announced its decision USD renewed their request that I be sanctioned and this request was granted by Judge Jensen. Further, USD requested disbursements for expenses related to the hearing, which were also granted.
IV. Legal Argument:
1. Introduction
USD filed a motion for sanctions, but failed to follow the procedures required by law. Specifically, they failed to provide me with the 21 day advance notice required by the South Dakota Codified Law. Further, they never cited the specific conduct that I should be sanctioned for, instead substituting vague generalities. They never presented any evidence that any statement on my part rose to the level required by the Codified Law, and never presented any legal arguments. And, above all else, they never showed that they had been damaged in any way and they failed to show they had any standing to make such a motion.
USD also filed a motion for disbursements, but they were not the prevailing party in this hearing and are therefore not entitled to disbursements. The court found in my favor on a substantive issue, making me the prevailing party. Further, the court awarded costs incurred before my action even began and could not have been incurred as a result of my appeal.
2. Sanctions
I am seeking a stay on the referenced matter for each of the following reasons:
A. Standing.
The university has shown no legal standing in the matter of sanctions and has suffered no injury. In order to have the legal right to initiate a legal action, a party must be sufficiently affected by the matter at hand, and there must be a case or controversy that can be resolved by legal action.
There are three requirements to have standing: (1) injury in fact, which means an invasion of a legally protected interest that is (a) concrete and particularized, and (b) actual or imminent, not conjectural or hypothetical; (2) a causal relationship between the injury and the challenged conduct, which means that the injury fairly can be traced to the challenged action of the defendant, and has not resulted from the independent action of some third party not before the court; and (3) a likelihood that the injury will be redressed by a favorable decision, which means that the prospect of obtaining relief from the injury as a result of a favorable ruling is not too speculative [Lujan v. Defenders of Wildlife, 112 S. Ct. 2130, 2136 (1992)]. The party initiating the legal action bears the burden of establishing each of these elements. Id. In deciding whether the university has standing, a court must consider the allegations of fact contained in the university’s declaration and other affidavits in support of their assertion of standing (See Warth v. Seldin, 422 U.S. 490, 501 (1974)).
Standing is founded “in concern about the proper–and properly limited–role of the courts in a democratic society.” (Warth, 422 U.S. at 498). Someone who seeks injunctive or declaratory relief “must show `a very significant possibility’ of future harm in order to have standing to bring suit.” (Nelsen v. King County, 895 F.2d 1248, 1250 (9th Cir. 1990), cert. denied, 112 S. Ct. 875 (1992)).
At no time has the university claimed they suffered any injury and have failed to meet their burden of proof in regard to the standards of Lujan and Nelson, as well as all other standards described above. They, therefore, have no standing on this matter and consequently, they have no legal right to initiate a legal proceeding.
B. Burden of Proof.
My statements included in my brief to the court of January 9, 2007 are based on Judge Bingner’s decision of October 13, 2006 and his order of October 23, 2006. My statements are specific and factual, as shown in the transcript of the July 17, 2007 hearing (Transcript, page 39 – 50). These instances do not constitute opinion, but are documented factual events.
The merit of my case is shown by the fact that the circuit court found in my favor on the issue of years of service as of June 2004. A case cannot be considered meritless when the court finds in favor of the plaintiff based on the merits of the evidence.
The burden of proof rests on the university to prove their case to the court and they have failed to accomplish this task. USD never gave specific instances of my conduct that they claim raised to the level requiring sanctions. Their claim is, at all times, vague and unspecific.
The university submitted no evidence to support their claim or to refute anything in my brief and, at no time did the university show that their claim is based on any legal evidence or legal argument. Indeed, the university’s entire argument is that they just didn’t like what I said in my appeal. This is not a legal argument, it is not legal evidence, and it does not rise to the level of activity required of the South Dakota Codified Law. Vague, unsubstantiated claims are insufficient to satisfy their burden of proof. The university is not due a decision as a matter of law.
C. Improper Procedure.
The university is seeking relief under SDCL 15-6-11(c), which allows for the court to consider a motion for sanctions. This statute allows the university to file a motion for sanctions and states (in part), “It shall be served as provided in § 15-6-5, but shall not be filed with or presented to the court unless, within twenty-one days after service of the motion (or such other period as the court may prescribe), the challenged paper, claim, defense, contention, allegation, or denial is not withdrawn or appropriately corrected.”
The university’s motion, filed with the court on January 31st, 2007, states that it was served on me the same day. This is in violation of the law in that it was filed before the twenty-one days required by SDCL 15-6-11(c).
The university has shown no cause whatsoever, at any time, that there is an overbearing need for relief from the legal requirements of SDCL 15-6-11(c). There was no obstacle to prevent the university from refiling their motion in compliance with the statutory requirements and the court was in error when it accepted the university motion. In this way, the court denied me my rights under the law and the court was in error when it accepted the motion for sanctions.
The university’s motion states that my claims “are not based upon reasonable inquiry, are scandalous, are intended to embarrass or provoke, and serve no purpose in this proceeding.” SDCL 15-6-11(c) authorizes sanctions for violations of SDCL 15-6-11(b). None of these alleged offenses are violations of SDCL 15-6-11(b) and I was not accused of any violation of SDCL 15-6-11(b), therefore the university’s call for sanctions is baseless.
D. Meritless and Frivolous.
SDCL 15-6-11(b) states: “By presenting to the court (whether by signing, filing, submitting, or later advocating) a pleading, written motion, or other paper, an attorney or unrepresented party is certifying that to the best of the person’s knowledge, information, and belief, formed after an inquiry reasonable under the circumstances: (1) It is not being presented for any improper purpose, such as to harass or to cause unnecessary delay or needless increase in the cost of litigation.”
The university has provided no legal evidence or legal argument to support their claims. As such, their motion is frivolous and meritless and, since they are requesting monetary penalty, was done for malicious purposes. The university has presented their motion for sanctions for the improper purpose of harassing me and to cause the delay of my appeal by several months. Their own motion has shown that their action has resulted in an increase in the cost of litigation. By filing their frivolous and meritless motion, the university is in violation of SDCL 15-6-11(b). Mr. Frieberg has stated that if Dr. Keating were a lawyer he would certainly be subject to sanctions. Mr. Frieberg is a lawyer and he has violated the regulations and laws in this matter and I am requesting the court sanction Mr. Frieberg for his actions.
I have presented to the court an abundance of evidence and legal argument that my claims were justified under color of law and that there were no improper purposes involved. The university, on the other hand, has provided no supporting evidence, documentation, or legal argument to support their claims.
The university ostensibly submitted their motion to prevent future legal actions by me, although there were no indications that I had any intention of doing so. By their own actions, the university has increased the amount of legal actions and associated expenses. The university should be forced to bear the burden of their own expenses for filing a meritless and frivolous motion.
3. Disbursements
A. Entitlement.
The university is not entitled to costs and disbursements as a matter of law. SDCL 15-17-37 and SDCL 15-6-54(d) authorize the prevailing party to recover disbursements. However, I was the prevailing party in this litigation; therefore the university is not entitled to recover any costs.
The court found in my favor when it ruled that I had less than four years of service as of June 2004. This was my claim at all times in my grievance and legal actions on this matter. This figure was disputed by the university, the Board of Regents, and the administrative law judge before the circuit court reversed those decisions. I am now due the settlement required by the collective bargaining agreement on this matter.
The United States Supreme Court has held that to qualify as a “prevailing party” for the purposes of attorneys’ fees a plaintiff “must obtain an enforceable judgment against the defendant from whom fees are sought.” Farrar v. Hobby, 506 U.S. 103, 111 (1992). A party “prevails” when he wins actual relief on the merits which has the effect of altering the legal relationship between the parties in a way that is beneficial to the plaintiff (Id. at 111-12). The court’s decision concerning my years of service is an enforceable decision that now allows me to pursue the settlement due me under the terms of the COHE agreement. This is part of my appeal to the South Dakota Supreme Court.
By its decision, the court granted me relief on the merits and has resulted in an alteration of the legal relationship between the parties in a way that is beneficial to me. As such, the university did not prevail and is not entitled to recover any disbursements. I was the party entitled to do so and chose not to.
B. Innocence.
In Michlitsch v. Meyer, 1999 SD 69, the South Dakota Supreme Court said, “The prevailing party in a civil action or special proceeding may recover expenditures necessarily incurred in gathering and procuring evidence or bringing the matter to trial, … These expenditures are termed “disbursements[.]” Clearly, SDCL 15-17-37 does not provide the court discretion to deny the recovery of disbursements. However, the court is granted such discretion in SDCL 15-17-52 and SDCL 15-17-53. Here, when denying recovery, the court stated “I find no innocence on either side[.]” The record supports the court’s statement. Therefore, we cannot say that the trial court’s denial was clearly against reason and evidence or that a judicial mind, in view of the law of the circumstances, could not have reasonably reached the same conclusion. We find no abuse of discretion.”
The university has shown they have no innocence in the matter before the court by consistently and continuously resisting all attempts by me to resolve the dispute. My attempts to resolve the dispute are well documented and date all the way to August 2003 before filing my original grievance of September 2003 that led to my dismissal. All of my attempts have been ignored by the university and there has been no effort or offer on the part of the university to resolve the situation. As employers, it was their contractual and legal responsibility under the COHE agreement to attempt to resolve all disputes and grievances to keep them from ending up in courts. By ignoring my actions and by failing to make any attempt to resolve the issues before it, USD forced me into the situation where I had no choice but to pursue legal actions. In this, and other matters, the university has consistently shown guilt in the matters before the court and, by the ruling of the South Dakota Supreme Court, is not entitled to recover disbursements.
C. Invalid Expenses.
The university list, among their disbursements, a charge dated “8/17/05” for “Deposition Transcript” for “$672.06” and a second charge dated “12/27/06” for “Copies” for “$270.00.” The university is not entitled to these disbursements because both of these occurred before my action, which occurred on January 9, 2007. SDCL 15-17-37 states expenditures may be recovered if they are ‘necessarily incurred in gathering and procuring evidence or bringing the matter the trial.” Since the university is seeking disbursements incurred as a result of my January 9, 2007 brief, it cannot have incurred any expenses prior to when my brief was filed. These expenses were both incurred as a result of prior legal actions and were not incurred to bring this legal action to trial.
SDCL 15-6-11(d) states “Sections 15-6-11(a) through 15-6-11(c) do not apply to disclosures and discovery requests, responses, objections, and motions that are subject to the provisions of §§ 15-6-26 through 15-6-37.” The specific expenses the university is citing were incurred under SDCL 15-6-27(a). As such, the university is not authorized these disbursements or to any disbursements entailed before my action. SDCL 15-37-37 says only those expenses specifically authorized by statute may be taxed as disbursements, and although the trial court has some discretion, it must use cautious restraint within the statutory specifications. Nelson v. Nelson Cattle Co., 513 NW2d 900, 906 (SD 1994).
V. Summary and Remedy
In filing its motion for sanctions without waiting the required 21 days, USD acted in violation of the law and the circuit court was in error to accept the motion. Further, they never cited the specific conduct that I should be sanctioned for and never satisfied their burden of proof. They never presented any evidence that any statement on my part rose to the level required by the Codified Law, and never presented any legal arguments. And, they never showed that they had standing to make such a motion.
USD was also awarded disbursements for costs incurred as a result of my appeal to the circuit court, but they were not the prevailing party in this hearing and are therefore not entitled to disbursements. Further, the court awarded costs incurred before my action even began and could not have been incurred as a result of my appeal.
As a result, I am requesting the Court to grant me the following relief:
• The Court dismiss these decisions of Judge Jensen in their entirety;
• The Court find that USD acted in a frivolous and malicious manner;
• The Court orders that USD may not file any additional motions against me for any reason without prior approval.
WHEREFORE Christopher Keating prays that the Court considers his appeal, reverses the decision of the First Circuit Court, and grants him the requested relief.
Dated this 13th day of June, 2008
Christopher Keating
I certify this brief contains 2573 words and 12,464 characters. This count excludes the table of contents, table of cases, jurisdictional statement, statement of legal issues, any addendum materials, and any certificates of counsel do not count toward the limitations.
Dated this 13th day of June, 2008
Christopher Keating
__________________________________________________________________
CERTIFICATE OF SERVICE
Copies of the above Notice were served by first class mail, postage prepaid, addressed to: Robert B. Frieberg, Frieberg, Nelson & Ask, L.L.P., on this 13th day of June, 2008.
Dr. Christopher Keating
Waiting on the SD Supreme Court June 8, 2008
Posted by physics309 in Legal Fight With USD.add a comment
I’ve made several postings here to tell my story about the legal fight I have with the University of South Dakota. The reason is that if you were to do a search on my name and USD you would find a great deal of material about this fight and most of it makes me sound like the greatest malcontent to ever walk through the halls of academia. This is my effort to show there are two sides (at least!) to this story.
Actually, the fact that they are trying to make me look so bad is a major part of my legal argument. One of their big problems is that, while claiming I was this terrible person, they have never been able to produce any evidence to support this claim. Instead, what I’ve been able to show is that during the period of time they say I was being so terrible, they were actually writing several documents praising me and my work. There is a major disparity in their story and this is legal evidence that they are dissembling. This isn’t the only problem they have, but it is a glaring one.
Now, they have several other glaring problems. Namely, they simply have failed to respond to my claims and arguments. I made several arguments to the South Dakota Supreme Court and I recently received the Bad Guy’s reply to my appeal brief. They used less than 35% of the allowed room for their response and did not even mention several of my arguments. Not even a single word!
Now, normally this would be a major legal problem and I would win by default. So, am I expecting a favorable decision from the SD Supreme Court? Let me give you a couple of facts to let you know which way I’m leaning. First, one of the lawyers defending USD is the daughter of one of the justices on the SD Supreme Court. Second, I received the Bad Guy’s motion for expenses the other day. Only the side that prevails is allowed to ask for expenses and they didn’t even wait for the court to make it’s decision.
So, I’m checking out the procedures on how to appeal to the federal appeals court. This is what I was aiming for from the beginning.
So, below is my reply to their rebuttal, included in its entirety (without addresses and phone numbers) for your viewing pleasure.
**************
IN THE SOUTH DAKOTA SUPREME COURT
DR. CHRISTOPHER F. KEATING, )
)
Appellant )
)
v. ) CIV. 06-307
)
JAMES W. ABBOTT AND THE )
UNIVERSITY OF SOUTH DAKOTA )
)
Appellees )
APPEAL FROM THE CIRCUIT COURT
FIRST JUDICIAL CIRCUIT
CLAY COUNTY, SOUTH DAKOTA
The Honorable Stephen R. Jensen, Presiding Judge
Appellant’s Reply Brief
Appellant:
Dr. Christopher Keating, Pro Se
Appellees:
James W. Abbott and the University of South Dakota
Represented by:
Robert B. Frieberg, Frieberg, Nelson & Ask, L.L.P.,
Date of Notice of Appeal: February 1, 2008
Table of Contents
Table of Citations Page 3
I. Introduction 4
II. Appellant’s Reply Argument 5
III. Summary and Conclusion 18
Cases
Chamberlain v. Bissell, Inc., 547 F.Supp. 1067 (W.D. Mich.1982) 18
Cleveland Board of Education v. Loudermill, 470 U.S. 532 (1985) 10
COHE agreement 4, 5, 7, 8, 15
McNeil v. Economics Laboratory, Inc., 800 F.2d 111, 116-17 (7th Cir.1986), cert. denied, 481 U.S. 1041, 107 S.Ct. 1983, 95 L.Ed.2d 823 (1987) 18
Pickering v. Board of Education, 391 U.S. 563 (1968) 9, 16
Rankin v. McPherson, 483 U.S. 378 (1987) 16
Reeves v. Sanderson Plumbing Products, Inc. (99-536) 530 U.S. 133 (2000) 197 F.3d 688, reversed 20
SDCL 19-14-10. (Rule 608(b) 12
SDCL 19-14-9. (Rule 608(a) 11
SDCL 3-3-4 16
Vollmer v. Akerson, et al., 2004 SD 111 17
Introduction:
The University of South Dakota (USD) has taken the defense that I was the biggest malcontent to ever walk through the doors of academia. But, there is no documentation to support its claim. The evidence shows that USD never counseled me, never disciplined me, never warned me, never marked me down on my annual performance evaluations, and never implemented any of the remedial steps provided for in the collective bargaining agreement (the COHE agreement). The university has two problems with its claim: 1) There is no evidence to support the claim I was a malcontent; 2) The overwhelming evidence shows that I was regarded very highly. If I was as big a malcontent as USD claims, my supervisors had a responsibility to document that conduct and to appraise me that my conduct would lead to my termination. Neither of these actions occurred.
What is shown with the university’s Reply Brief is:
• USD does not dispute that the civility clause in the COHE agreement is unconstitutional.
• USD does not dispute that it was a violation of my free speech rights to apply the civility clause to me while I was in my own home and on my own time.
• USD does not dispute that it engaged in retaliation.
• USD does not dispute that it applies the COHE agreement inequitably.
• USD does not dispute that it denied me my due process rights.
• USD does not dispute that the contract says the university owes me $126,139.86 in late notice penalty fees.
• USD does not dispute that it violated my rights as a veteran under South Dakota Codified Law.
Appellant’s Reply Argument:
Appellees’ Reply Brief, submitted May 22, 2008, was submitted in response to Appellant’s Appeal Brief (Appeal Brief), submitted April 8, 2008. The following arguments are provided in response to this Reply Brief.
On page 3 – “…but held that Keating failed to meet his burden that there was prejudice to him…” USD goes on to say that I was “subject to and governed by …. the terms and conditions of the agreement between the South Dakota Board of Regents and the Council of Higher Education…. the “COHE Agreement”. Accordingly, paragraph 8.6.4 of the COHE agreement states:
If the administration is late in providing the notice stipulated in 1 or 2 above, the faculty unit member will be entitled to receive, at the election of the administration, either (1) an additional term contract for a period of time equal to twice the number of working days by which the notice is late; or (2) a payment equal to twice the number of working days by which the notice is late times the faculty unit member’s monthly salary divided by twentytwo (22).
It is very clear from this that the payment is due because USD was late providing me with notice that my contract was being nonrenewed and I don’t need to show there was any additional prejudice or injury. By USD’s very argument, I was subject to the terms and conditions of the contract and the contract stated I was due, at their election, either a one-year contract or a cash payment. By choosing to not offer me a one-year contract, USD was electing to provide me with a cash payment (Appeal Brief, ‘Grievance 3’).
On page 6 – “Keating’s conduct in the department where he was employed was uncivil and disruptive.” The university has, at all times, failed to produce any evidence to support any such claim (Appeal Brief, page 22). I showed in my Appeal Brief (Appeal Brief, page 22, under ‘Grievance 2’ and references therein) that I was regarded as a model faculty member prior to my grievance of September 2003. Further, I also showed (Appeal Brief, page 19) my comments concerning my supervisor were never made at work; they were made in the privacy of my own home and on my own time. No evidence has ever been presented that I made any disrespectful or disruptive comments within the workplace.
What is most interesting is the way the university has fought to keep the notes of Roberta Hakl out of the record. Hakl conducted an in-depth investigation of my 2003 grievance against Keller (Appeal Brief, page 10). If I was as bad as the university is claiming, it would be expected that Hakl’s notes from her investigation would show this. Yet, the university has never introduced these notes and has defied all subpoenas to produce these notes.
The reference in this paragraph to my supervisor being a female appears to be introducing a new factor into the dispute. If so, it is irresponsible and borders on libel. No evidence or claims have ever been introduced that Keller’s gender was ever a factor in this dispute. This comment is not pertinent or relevant to this case and appears to be an attempt by USD to make my case an issue of sexism. By making this comment, USD is attempting to change its story yet again, as I stated it would (Appeal Brief, page 21, under ‘Grievance 2’).
Page 6 – “There is no dispute that the procedural steps required under the COHE Agreement regarding non-renewal of a contract were followed.” This is a false statement. The proper procedures were followed only for non-renewing my contract for the one violation of my April 24, 2004 email. There were no procedures followed for a charges of being “uncivil and disruptive,” or for being “uncooperative, disrespectful to supervisors” or for any other offense. I did not receive, at any time, any notification of any such charges, and I was never permitted any opportunity to address any such charges. These steps are required under the procedural steps under the COHE Agreement. Additionally, the civil court has already found USD violated procedural steps required to nonrenew a faculty member with my number of contract years (Appeal Brief, ‘Grievance 3’, beginning page 22).
Page 8 – The university points out section 7.8.2 of the COHE agreement and states that grievance review is limited to determining whether the decision was the result of failure to follow procedures. This Court is not thus limited and may review the decision on any basis. But, with my comments concerning page 6 (above) and page 9 (below), I have shown the university failed to follow procedures.
Page 9 – USD goes on to say, “Keating concedes that these procedural requirements were met.” This statement is not true. USD informed me they were considering me for nonrenewal due to violating the civility clause and that members of the administration met with me (Appeal Brief, page 13). However, I have shown USD made numerous procedural errors under the COHE agreement in the process, including:
• USD committed a violation of the time limit required for notification of non-renewal.
• USD’s claim that I was a ‘long-term problem’ was a not given as a cause of action and I was not allowed to defend myself against any such charge.
• USD engaged in retaliation (Appeal Brief, ‘Grievance 2’).
• USD engaged in discrimination (Appeal Brief, ‘Grievance 5’)
• USD violated my constitutional rights by attempting to regulate what I say at home, in private, and on my own time.
• USD nonrenewed me under the civility clause which is unconstitutional.
• USD violated South Dakota Codified Law protecting veterans from removal from their employment.
Thus, I have shown there were numerous procedural errors and I am entitled to a favorable decision as a matter of law on each of these points.
Page 9 – “The Administrative Law Judge specifically found that Keating “…failed to prove the existence of any cause or connection between his filing or participating in a grievance and the subsequent non-renewal of his contract.”” This statement does not constitute a denial on the part of USD and the university is not disputing my claim with it. I have provided substantial evidence that USD engaged in retaliation, including Abbott’s email regarding my conversation with the state attorney general’s office, and a timeline showing a casual relationship between my 2003 grievance and their actions (Appeal Brief, beginning on page 18 under ‘Grievance 2’). I have shown that USD began a series of adverse treatments immediately after I submitted my 2003 grievance, culminating in my dismissal. The university has never rebutted this argument, never disputed the evidence, and has never presented an alternative explanation for the timeline of events. Accordingly, I am entitled to a favorable decision as a matter of law on this issue.
Page 10 – “Although the reasons for his non-renewal included a lack of civility he has focused on this single statement …” I have referred to this single statement because this is the one and only cause of action provided for my dismissal and no other cause of action was provided to me. All other claims by the university have been manufactured after the fact and have not been supported with any documentary evidence (Appeal Brief, ‘Grievance 1’ and ‘Grievance 2’).
Page 10 – The administration continues to invoke Pickering v. Board of Education, 391 U.S. 563 (1968). I have established the argument that Pickering does not apply to this dispute and USD has failed to rebut this argument. Further, Pickering deals with disruptive conduct, and I was never charged with disruptive conduct so, again, Pickering does not apply (Appeal Brief, ‘Grievance 1’ and ‘Unfair Labor Practice #1’).
At no time did the university address the issue of the constitutionality of the civility clause speech code or the extensive prima facie case on this subject that I have presented to the court (Appeal Brief, ‘Unfair Labor Practice #1’ and ‘Brief on the constitutionality of the civility clause of Appendix G of the COHE agreement,’ starting on page A-93 of the appendix). USD has not disputed the evidence, the arguments, or even responded. Neither has the university addressed the argument that it was unconstitutional to apply the civility clause to me in the privacy of my own home. Accordingly, this issue is not in dispute and I am entitled to a favorable decision on both of these issues as a matter of law.
Page 12 – “Despite his numerous contentions, he fails to cite one fact in the record to support the claim that the administrative agency erred, except his own unsubstantiated opinions.” and “…Keating has consistently failed to distinguish between his own opinions and genuine evidence of the facts surrounding the non-renewal of his contract.”
The record before the court shows that two-thirds of all evidence introduced was submitted by me. This evidence includes favorable faculty performance evaluations, department newsletters praising my work, letters of recommendation for early promotion, emails, and testimony by administration personnel. My claims are well supported by the collective bargaining agreement, written Regental policy, South Dakota Codified Law, the South Dakota Constitution, numerous court precedents, and the U.S. Constitution. This documentation before the court does not represent opinion, but fact. USD, on the other hand, has failed to introduce any documentary evidence of any sort to support its claim. USD’s claims have no supporting evidence or court precedent.
In Cleveland Board of Education v. Loudermill, 470 U.S. 532 (1985) the court stated, “An essential principle of due process is that a deprivation of life, liberty, or property “be preceded by notice and opportunity for hearing appropriate to the nature of the case.”” There is no documentation that I was provided an appropriate hearing.
Page 12 – “Keating is (a) not a credible witness; (b) was using the grievance proceedings to punish the people involved; (c) presented no evidence nor any witnesses to support his numerous claims and allegations; (d) failed to present evidence to support his claims of retaliation; (e) was disruptive in the physics department where he worked; (f) was disrespectful to his supervisors; and (g) was a troublemaker who blamed others for the result of his own bad conduct.”
Part (a) – This statement was made without due process or evidence. The record shows that I am a commissioned officer in the U.S. Navy Reserve, with a Top Secret clearance based on a Special Background Investigation, and have served with distinction for over 30 years. Judge Bingner also ignored that nearly all of my testimony was corroborated by members of the administration that I called to testify.
South Dakota Codified Law is clear about impeaching the credibility of a witness:
SDCL 19-14-9. (Rule 608(a)) Opinion or reputation on character of witness. The credibility of a witness may be attacked or supported by evidence in the form of opinion or reputation, but subject to these limitations:
(1) The evidence may refer only to character for truthfulness or untruthfulness; and
(2) Evidence of truthful character is admissible only after the character of the witness for truthfulness has been attacked by opinion or reputation evidence or otherwise.
And,
SDCL 19-14-10. (Rule 608(b)) Specific conduct bearing on credibility of witness. Specific instances of the conduct of a witness, for the purpose of attacking or supporting his credibility, other than conviction of crime as provided in §§ 19-14-12 to 19-14-16, inclusive, may not be proved by extrinsic evidence. They may, however, in the discretion of the court, if probative of truthfulness or untruthfulness, be inquired into on cross-examination of the witness:
(1) Concerning his character for truthfulness or untruthfulness; or
(2) Concerning the character for truthfulness or untruthfulness of another witness as to which character the witness being cross-examined has testified.
At no time has my credibility ever been challenged. At no time have I ever been given any due process to defend my credibility. At no time has any evidence ever been introduced to challenge my credibility. Judge Bingner denied me due process, and violated my civil rights under the law with this statement. If, at any time, the courts or the administration would like to examine my credibility under the proper procedures of the law, I will be more than willing to accommodate them and, if given my due process under the law, I will prove to be credible in all that I say. USD is well aware of the requirements of the law and has violated my civil rights by including this statement, which it knows to be untruthful and unlawful, and has further demonstrated its malicious intent.
(b) At the January 2006 hearing before the Department of Labor, Mr. Freiberg asked me while I was on the witness stand if I felt punishment was part of the judicial system and I stated that I felt it was. I did not, at any time, indicate that I was using the grievance proceedings to ‘punish’ anyone. If my proceedings lead to guilty parties being punished, then that is part of the judicial process, but it is not within my authority or ability to take any such action. This is within the purview of the courts only. My thoughts on this matter, stated in January 2006, do not in any way excuse or authorize the actions of the university in June 2004. USD cannot claim it took its actions in June 2004 as a result of my statement 18 months after the fact.
(c) In fact, as stated above, the court record shows that two-thirds of all evidence presented to the court was presented by me (Appeal Brief, page 20). These documents I provided were written by the members of the university administration. Also included was the June 9, 2004 letter from the Vice-President for Academic Affairs stating I was being considered for non-renewal for the only offense of violating the civility clause.
Witnesses I called and corroborating evidence they provided include (refer to court documents ‘Argument in Support of Petitioner’, of February 22, 2006; and ‘Petitioner’s Rebuttal to Respondent’s Post-hearing Brief’, of March 7, 2006):
• Dr. Christina Keller, Director of the Physics Program who confirmed that she marked me down on my evaluations after I filed my grievance of 2003 and did so in violation of the COHE agreement; that she had never warned me that I was a disciplinary problem or that I was at risk of being non-renewed; that I had received excellent marks on my faculty performance evaluations prior to my 2003 grievance; that I had never been disciplined or counseled; that I had approached her on multiple occasions to resolve problems in the department and that she had refused to respond; that she began observing me in the classroom only after I filed my 2003 grievance.
• Dr. Timothy Heaton, Chair of the Earth Science and Physics Department who confirmed that he knew of no time I had been counseled or disciplined; that he warned me that I had taken a ‘grave personal risk’ after filing my 2003 grievance;
• Dr. Donald Dahlin, the Vice President for Academic Affairs at the time of my non-renewal, who confirmed that I was non-renewed for the one and only reason that my email of April 24, 2004 was a violation of the civility clause; that he had never been made aware that I was ever a disciplinary problem.
(e) The evidence provided to the court showed exactly the opposite. What was also shown the court was that there were no documents at all that showed I was ever disruptive in the department.
(f) No evidence or testimony was ever produced that showed I was ever disrespectful to my supervisors at work. Further, this was never a cause of action in my nonrenewal. Any claim that I was disruptive is as pertinent as saying they didn’t like the kind of sandwich I ate for lunch. It is simply not a factor in my nonrenewal and they cannot manufacture this claim after the fact.
(g) Nothing in the testimony or evidence ever showed I was a ‘troublemaker’ or that I blame others for my own mistakes. To the contrary, the evidence and testimony showed that when I make a mistake, I step forward, admit it, and take full responsibility for my actions. Further, the same argument as above applies here in that none of this was ever provided as a cause of action and is not pertinent. The university is, once again, manufacturing a cause of action after the fact.
If I was as bad as claimed, why is there no evidence to support these claims?
Page 13 – “For instance, he takes the position that non-renewal is a disciplinary action despite the plain language of the COHE Agreement…” This is a false statement and I have never stated that nonrenewal was disciplinary. What I have claimed is that USD was acting in a disciplinary manner and using the nonrenewal clause of the COHE agreement to sidestep my legal rights under the contract and to deny me my due process rights. The university has consistently claimed that their action was non-disciplinary, yet USD has invoked Pickering to justify their action. However, Pickering is a disciplinary action and USD cannot claim it acted in a non-disciplinary manner when invoking it. The university’s use of the nonrenewal procedures of the COHE agreement for disciplinary reasons denies faculty members their due process rights allowed for under the contract and guaranteed by the 14th amendment and other laws.
Additionally, by denying this was a disciplinary action the university has put themselves in a position of admitting they violated my free speech rights. In Rankin v. McPherson, 483 U.S. 378 (1987), Justice Marshall wrote: “It is clearly established that a State may not discharge an employee on a basis that infringes that employee’s constitutionally protected interest in freedom of speech.” They can only justify my speech by claiming I was a malcontent and invoking Pickering, which is disciplinary, which means they denied me my disciplinary action due process rights. If the action was not disciplinary, then they cannot invoke Pickering and they have no justification for using my speech as a cause of action for nonrenewal.
Page 13 – Concerning my veteran status, there is no need to show that my veteran status was involved with my nonrenewal. All I have to show is that their actions resulted in a violation of my rights under the law. SDCL 3-3-4 clearly states that you cannot remove a veteran from his position of employment without the required due process (Appeal Brief, ‘Grievance 5’). I am a veteran, I was removed from my employment, I was not given the required due process, and I was not replaced by a veteran, as required by the law. The university has failed to show how it is exempt from the SDCL. And, by violating the SDCL they were in procedural error when they nonrenewed by contract. USD has not rebutted my argument or provided any evidence to the contrary. Therefore, this point is not in dispute and I am entitled to a favorable decision under the law.
Page 14 – As I noted in my reply to their page 3 comments (above), there is no requirement for me to show any loss in order to receive the penalty due to late notice of nonrenewal. The payment is a provision of the contract and due to me because of the actions on the part of the administration. The penalty for the late notice is due to me as a matter of law because they were late in their notice, not because I suffered any loss. The South Dakota Supreme Court ruled that ambiguity cannot be introduced where none previously existed. Vollmer v. Akerson, et al., 2004 SD 111, saying: “Here, the contract is unambiguous and clear. There is no ambiguity and one was not created merely because Appellees offer a different interpretation of the contract.”
Page 15 – SDCL 3-18.15.2 refers to the Department of Labor only and does not refer to the unified courts. The South Dakota Supreme Court has the authority to order the relief I have requested and I am due this relief because I was illegally denied promotion and tenure because of the nonrenewal of my contract.
V. Summary and Remedy
USD has based its defense on unsupported statements and self-conflicting arguments. They have not even disputed several of the issues before this court. USD is basing its defense on the idea that if it says I was a malcontent enough times, it will be believed, even without any supporting evidence. The court precedents do not support USD in this matter.
In the case of Chamberlain v. Bissell, Inc., 547 F.Supp. 1067 (W.D. Mich.1982) the plaintiff did not receive any indication of performance problems until his final performance review. Even then there was no documentation he was informed he was at risk of being terminated. The court concluded that these omissions in the appraisal process by the company constituted “negligence in the evaluation and discharge of Chamberlain without giving him prior notice of the intent to discharge him.” Further, the court stated, “[A] reasonable person, under the circumstances of this case, would have told Chamberlain that discharge was being considered, or was possible, without a rapid and drastic change in his job performance.” By failing to place accurate written documentation about Chamberlain in his personnel file and also to notify him about his unsatisfactory performance, the employer was found liable for wrongful discharge.
In McNeil v. Economics Laboratory, Inc., 800 F.2d 111, 116-17 (7th Cir.1986), cert. denied, 481 U.S. 1041, 107 S.Ct. 1983, 95 L.Ed.2d 823 (1987), the plaintiff prevailed against his former employer because of prior positive performance evaluations and an absence of any written documentation in the personnel records that demonstrated any adverse performance. The employer contended that the basis for the termination was a series of poor working relationships between McNeil, his coworkers, and customers. After the trial court dismissed these contentions as merely pretextual, the appellate court affirmed that decision, noting that “the conduct to which [the] defendant refers should be accorded little weight because it … was not thought to be serious enough to be recorded in his monthly or yearly appraisals.”
In both McNeil and Chamberlain, the employers were found liable partly because they failed to discuss alleged performance deficiencies with the employee, thereby giving them no opportunity to correct the problems. In McNeil, the court observed that in addition to the lack of written documentation in his performance appraisal about deficiencies, there were no warnings by McNeil’s supervisor “that his conduct would not be tolerated.” In Chamberlain, the court concluded that the firm’s failure to tell him about his problems, advise him of its intent to terminate his employment, and inform him what he might do to save his job was itself actionable negligence, which enabled the plaintiff to prevail in the discharge litigation. As to the employer’s withholding information in the evaluations, the court wrote that the appraiser “was in a position to eliminate all doubt concerning Chamberlain’s status, and, further, to provide Chamberlain with the greatest possible incentive to reform his conduct and improve his performance. There was no reason for [the appraiser] not to take the necessary step of informing Chamberlain, and his failure to do so may properly be labeled as negligent in the circumstances of this case.”
If I was as big a malcontent as USD claims, my supervisors had a responsibility to document that conduct and to appraise me that my conduct would lead to my termination. The evidence before this court shows that neither of these actions occurred.
Further, the record shows that the university has twice changed its argument since my contract was nonrenewed (Appeal Brief, pages 19-22, under ‘Grievance 2’). In Reeves v. Sanderson Plumbing Products, Inc. (99-536) 530 U.S. 133 (2000) 197 F.3d 688, reversed, the Court reviewed the case of an employee that claimed he was dismissed because of age discrimination. It was shown that the employer kept changing its story, and it was ruled that this was evidence of guilt on the employer’s part. The court ruled that by changing its story, the employer was dissembling to cover its true motives.
Either the court believes the university, or they believe me. If the court believes USD, then the university is negligent in its duties and I am due a favorable decision under Chamberlain and McNeil. If the court believes me, then USD is dissembling and I am due a favorable decision under Reeves. Either way, I am entitled to a favorable decision under the law.
The administration has failed to rebut my prima facie cases and has not been able to present any documentary evidence to support its claims, this despite the fact that it has conducted a considerable amount of discovery and has access to all witnesses and documents within the possession of the university. The university’s argument is neither credible nor plausible.
Since USD has not rebutted my claims or objected to the evidence, there is no dispute concerning the facts and I am entitled to a favorable decision as a matter of law.
It is undisputed that the civility clause in the COHE agreement is unconstitutional.
It is undisputed that USD violated my free speech rights by applying the civility clause to me while I was in my own home and on my own time.
It is undisputed that USD engaged in retaliation.
It is undisputed that USD applied the COHE agreement inequitably.
It is undisputed that USD denied me my due process rights for disciplinary actions.
It is undisputed that USD owes me $126,139.86 in late notice penalty fees.
It is undisputed that USD violated my rights as a veteran under South Dakota law.
The requested relief was not disputed or objected to by USD.
WHEREFORE Christopher Keating prays that the Court herein considers his appeal, reverses the decision of the First Circuit Court, and grants him the requested relief.
Dated this 3rd day of June, 2008
Christopher Keating
I certify this brief contains 4604 words/22,847 characters. This count excludes the table of contents, table of cases, jurisdictional statement, statement of legal issues, any addendum materials, and any certificates of counsel do not count toward the limitations.
Dated this 3rd day of June, 2008
Christopher Keating
__________________________________________________________________
CERTIFICATE OF SERVICE
Two copies of the above Brief were served by first class mail, postage prepaid, addressed to: Robert B. Frieberg, Frieberg, Nelson & Ask, L.L.P., on this 3rd day of June, 2008.
Dr. Christopher Keating
Christopher Keating vs James Abbott and the University of South Dakota March 15, 2008
Posted by physics309 in Legal Fight With USD.1 comment so far
Well, after three months of work, I finally submitted my appeal brief to the South Dakota Supreme Court yesterday. The brief itself was only about 35 pages long. But, when you included all the appendices, it was nearly an inch thick and weighed about two pounds. I have dedicated hundreds of hours to making sure my legal arguments were valid and substantiated, not to mention the time I devoted to making sure it was all in the proper format demanded by the supreme court. This week was a real crunch and I neglected all my house chores and my son (and my sleep!) while devoting all of my time to ensuring everything was done right and get it to the court before Monday’s deadline.
I have now done something most lawyers haven’t done by submitting an argument to a state supreme court. Needless to say, the bad guys are not going to be happy with what they see. I imagine that if I was in law school, my brief would get bad marks for technical writing. But, the logic is flawless and I have an enormous amount of documentary evidence, law, and court precedent to back me up. Again, I don’t expect a favorable decision because the state doesn’t pay its judges to rule against it. But, sooner of later, I will win. In any event, the bad guys have 45 days to respond, then I have 15 days to rebut. So, I’m not expecting a decision before Christmas.
My appeal dealt with the following basic points:
They denied me due process. They never charged me with the offenses they are now claiming I made, never presented any evidence, and never allowed me to defend myself.
The real reason they fired me was in retaliation for a grievance I filed against my immediate supervisor, Christina Keller (I swear, if I had thought she was Jim Abbott’s mistress I would not have filed that grievance in the first place!).
The civility clause they used to fire me is unconstitutional. The courts have been very clear that speech codes are a violation of the first amendment right to free speech. Since violating the civility clause (which just says everyone must be nice to each other) is the only offense I was ever charged with, if the clause is struck down, then they have no basis to fire me. I asked the circuit court judge, Stephen Jensen, to declare it unconstitutional and he sidestepped it by simply not making a ruling. He just ignored it completely! Like I said, South Dakota doesn’t pay its judges to rule against the state.
Judge Jensen did rule in my favor on one point, but it was very interesting. Because of the nature of his ruling, I believe he ruled in my favor in order to deny me any benefits. This ruling concerned my years of service at the time they fired me, which is an important consideration under the collective bargaining agreement. They claimed I had over four years of service, while I claimed I had between two and four due to the fact that I had taken unpaid leaves of absence for military mobilizations. If I really was over four, I argued the contract said they couldn’t fire me the way they did. But, if I was between 2 and 4, then they owed me a big cash settlement. The judge ruled that I had the number of years of service I had claimed, but wasn’t due the cash settlement. So, he gave them the authority to fire me, but denied me the benefits the contract said I should have. Pretty nifty.
The last point is that they violated my rights as a veteran. South Dakota law is very specific about hiring and firing veterans and they violated the law in this regard. Its a class 1 misdemeanor to do so, so its pretty important if I win.
So, here’s my brief (without appendices) for your reading pleasure. I don’t blame you if you don’t read it. The only reason I would read it myself is because I’m involved. (I apologize for the appearance, the format came out different than the document when I pasted it.)
******************
IN THE SOUTH DAKOTA SUPREME COURT
DR. CHRISTOPHER F. KEATING, )
)
Appellant )
)
v. ) CIV. 06-307
)
JAMES W. ABBOTT AND THE )
UNIVERSITY OF SOUTH DAKOTA )
)
Appellees )
Appellant’s Appeal Brief
1. The circuit court from which this appeal is taken is Clay County Circuit Court.
2. The county in which the action is venued at the time of appeal is Clay County.
3. The name of the trial judge who entered the decision appealed: The Honorable Stephen R. Jensen.
Parties and Attorneys
Appellant:
Dr. Christopher Keating
Represented by:
Pro Se
Appellees:
James W. Abbott and the University of South Dakota
Represented by:
Robert B. Frieberg,
Date of Notice of Appeal: February 1, 2008
Table of Contents
Table of Citations Page 3
I. Jurisdictional Statement 6
II. Statement of Legal Issues 6
III. Statement of Case and Facts 10
IV. Legal Argument 17
Grievance 1 17
Grievance 2 20
Grievance 3 23
Grievance 4 25
Grievance 5 26
Unfair Labor Practice Complaint 1 27
Unfair Labor Practice Complaint 2 33
Malice 33
Summary and Remedy 34
Appendix
Citations
14th amendment 5, 22, 32, 37
1st Amendment to the U.S. Constitution 8, 16, 17, 21, 27, 28, 32, 37
Bullfrog Films Inc. v. Wick, 847 F.2d 502, 512 (9th Cir. 1988) 27
Burlington Northern & Santa Fe Railway Co. v. White, 548 U.S., 126 S.Ct. 2405 (2006) 13
Chamberlain v. Bissell, Inc., 547 F.Supp. 1067 (W.D. Mich.1982) 22
Cleveland Board of Education v. Loudermill, 470 U.S. 532 (1985) 6, 18
COHE agreement 4, 5, 6, 7, 8, 10, 12, 14, 15, 16, 18, 20, 21, 22, 24, 25, 26, 35, 36, 37
Gaymed v. City of Rockford, 408 U.S. 104, 108-109 (1972) 27
Harrison v. Metropolitan Government of Nashville, 80 F.3d 1107 (6th Cir. 1996) 12
Heath v. General Services Admin. (1998 EEOPUB LEXIS 4562 (1998)) 6, 7, 11, 12, 13, 14
Keyishian v. Board of Regents, 345 F.2d 236, 239) 29
Pappas v. Giuliani, No. 00-9487 (2nd Circuit Court of Appeals, May 13, 2002) 30, 31
R.A.V. v. City of St. Paul, 505 U.S. 377 (1992) 8, 28
Ray v. Henderson, 217 F.3d 1234, 1243-44 (9th Cir.2000) 5, 6, 7, 8, 10, 11, 12, 13, 14
Reeves v. Sanderson Plumbing Products, Inc. (99-536) 530 U.S. 133 (2000) 197 F.3d 688, reversed 6, 23
SDCL 1-1A-3 8, 34
SDCL 3-18-15 11
SDCL 3-18-3.1 4, 9, 11, 15
SDCL 3-3-4 8, 27, 39
SDCL 3-3-5 28
South Dakota Constitution 22
Uniform Commercial Code 7, 26
US Code Title 18, Section 214 14
I. Jurisdictional Statement
1. I, Dr. Christopher F. Keating, submit the following brief, pursuant to SDCL § 1-26A-60, in support of my appeal on the above referenced matter.
2. Decisions on appeal are:
• Order denying application to present additional evidence, dated January 2, 2008 and filed January 2, 2008.
• Findings of fact and conclusions of law with Memorandum Opinion attached, dated January 2, 2008 and filed January 2, 2008.
• The court’s foregoing Memorandum Opinion, dated November 30, 2008 and filed December 3, 2008.
• Order and judgment, dated January 2, 2008 and filed January 2, 2008.
Notice of Entry was delivered to me by first class mail and dated January 11, 2008. I filed my Notice of Appeal with the Clay County Office of Clerk of Courts on February 1, 2008. The above listed documents are provided in the Appendix. Appeal of each of these court decisions is permitted under SDCL 15-26A-3. The Statement of Material Facts is included in the Appendix.
II. Statement of Legal Issues
Before the court are five grievances filed under the collective bargaining agreement between the South Dakota Board of Regents and the Committee on Higher Education (“COHE agreement”) and two unfair labor practice complaints made under SDCL 3-18-3.1 which were filed with the state Division of Labor and Management. Each of these issues dealt with the circumstances surrounding the 2004 non-renewal of my tenure-track contract by the University of South Dakota and university president James W. Abbott, allegedly because I violated the civility clause of Appendix G of the COHE agreement (“civility clause”). The administrative law judge ruled against me on all counts and I appealed his decision to the circuit court, Judge Stephen Jensen presiding. A summary of the grievances and the circuit court’s findings are summarized below:
Grievance 1: That the non-renewal of my tenure track contract with USD was a disciplinary action and USD failed to give me due process when they did not follow Sections 8.6 and 15 of the COHE agreement in taking this action. USD was required to notify me of the violation I was charged with, conduct an investigation, establish a prima facie case, and allow me to defend myself. No due process was ever performed. I was allowed to defend myself against one charge of violating the civility clause, but the university is now claiming after the fact that I was dismissed for other reasons. I was never charged with these violations and never allowed to defend myself. Never, at any time has the administration establish a prima facie case.
The circuit court ruled that the university’s actions were not disciplinary and I was not entitled to due process.
Relevant Authority: 14th Amendment to the U.S. Constitution; Ray v. Henderson, 217 F.3d 1234, 1243-44 (9th Cir.2000); Heath v. General Services Admin. (1998 EEOPUB LEXIS 4562 (1998)); Cleveland Board of Education v. Loudermill, 470 U.S. 532 (1985)
Grievance 2: That the non-renewal of my contract with USD was in retaliation because I engaged in a protected activity when I filed a grievance against my supervisor, Christina Keller, in the fall of 2003. I have established a substantial prima facie case that retaliation actions began immediately after I filed my grievance and continued until I was dismissed.
The circuit court ruled that the university’s actions were not retaliatory.
Relevant Authority: Ray v. Henderson, 217 F.3d 1234, 1243-44 (9th Cir.2000); Heath v. General Services Admin. (1998 EEOPUB LEXIS 4562 (1998)); Pickering v. Board of Education, 391 U.S. 563 (1968); Reeves v. Sanderson Plumbing Products, Inc. (99-536) 530 U.S. 133 (2000) 197 F.3d 688, reversed
Grievance 3: That my years of service were improperly calculated and as a result USD failed to provide me with the proper compensation provided for by the COHE agreement. Based on my number of years of service at the time of my non-renewal, I was due, at the administration’s discretion, either a 12-month contract or a cash payment of $92,716.56. The university claimed I had more than four years of service and wasn’t due either.
The circuit court ruled in my favor, stating I had 3.86 years of service as I claimed, but denied me the protection of the collective bargaining agreement and did not award me the compensation required by the contract.
Relevant Authority: COHE Agreement; Uniform Commercial Code
Grievance 4: That USD failed to fairly and adequately apply the COHE agreement, and in doing so should commence disciplinary actions against Keller for documented violations of the civility clause. This grievance was intended to demonstrate the capricious nature of the administration’s actions and that the civility clause is vague and overbroad. To be in compliance with the law and the contract, they would either have to discipline Keller, or withdraw their complaint against me. They did neither.
The court ruled that the agreement was applied equitably.
Relevant Authority: Ray v. Henderson, 217 F.3d 1234, 1243-44 (9th Cir.2000); Heath v. General Services Admin. (1998 EEOPUB LEXIS 4562 (1998)); COHE Agreement.
Grievance 5: That I was discriminated against by USD because of my veteran status. I was denied the full veteran benefits guaranteed me by law and was therefore discriminated against by being denied equal justice under the law. SDCL 3-3-4.
The circuit court declared I was not discriminated against.
Relevant Authority: SDCL 3-3-4
Unfair Labor Practice #1: That USD was in violation of SDSL 3-18-3.1 (1) and committed an unfair labor practice and violated my Constitutional right of free speech under the First Amendment when they invoked the “civility clause” of the COHE agreement. I argued that the civility clause, in its very nature, is unconstitutional and by invoking it, they violated my constitutional rights. I also argued that it was unconstitutional for them to invoke it for speech I made in the privacy of my own home and on my own time. The record shows that I was not dismissed for any disruptive behavior, but that I was dismissed for making a comment in the privacy of my own home and on my own time that they considered to be rude.
The circuit court did not make any ruling on my claim that the civility clause is unconstitutional. Instead, the court ruled that the actions by the university did not violate my constitutional right to free speech.
Relevant Authority: 1st Amendment to the U.S. Constitution; R.A.V. v. City of St. Paul, 505 U.S. 377 (1992); Ray v. Henderson, 217 F.3d 1234, 1243-44 (9th Cir.2000); Pickering v. Board of Education, 391 U.S. 563 (1968)
Unfair Labor Practice #2: That USD committed an unfair labor practice in violation of SDCL 3-18-3.1 (4) by dismissing me in retaliation for filing a grievance. This complaint was substantially the same as Grievance #2 above.
Relevant Authority: SDCL 3-18.3.1.
III. Statement of Case and Facts
1. At issue are the findings of the First Circuit Court, Judge Stephen Jensen presiding, concerning my appeal before that court. The hearing before the court was held on July 17, 2007 in Vermillion, SD. The transcript (“Transcript”) from this hearing is included in the court documents. On appeal were findings from the administrative hearing before the South Dakota Department of Labor, Division of Labor Management, on the cases of HF 1 U, 2004/05 and HF 11G, 2004/05. This hearing was held on January 17 and 18, 2006, Administrative Law Judge Randy Bingner presiding, and concerned my claims that I was dismissed from my tenure-track contract as a professor at USD unfairly and wrongfully and for engaging in protected activity. Judge Bingner found against me on all points. Judge Jensen ruled for me on one point concerning my years of service, did not rule on another point concerning the constitutionality of the civility clause, and ruled against me on all other points.
2. I was first employed by the University of South Dakota (USD) as an Associate Professor of physics at the beginning of the 1999-2000 academic year, with a nine-month tenure tract contract and continued in the employment as a tenure track professor through the end of the 2003/2004 academic year.
3. During this time, I was twice mobilized to military duty. First, from November 16, 2001 to July 20, 2002. The second time from January 6, 2003 to June 30, 2003. I took unpaid leaves of absence both times I was mobilized.
4. In February 2003, I had some concerns about Keller’s behavior and I sent an email to her about them. This constituted an encouraged informal grievance under the collective bargaining agreement (the COHE agreement).
5. In August 2003, Keller came to me and yelled at me in front of a student, claiming I had added a section to a course without her permission, which was not the case. When Keller refused to discuss the situation with me or to apologize for her behavior, I filed a grievance on September 10, 2003 with my department chair, Timothy Heaton, that Keller was creating a hostile work environment.
6. Heaton and Keller immediately took my grievance out of the department and took it to the Dean of Arts and Sciences, the Vice President for Academic Affairs, and to the University President (Transcript pages 27-28). This is in violation of Ray v. Henderson, 217 F.3d 1234, 1243-44 (9th Cir.2000), where the court adopted the “reasonably likely to deter” test advanced by the EEOC: “The statutory retaliation clauses prohibit any adverse treatment that is based on a retaliatory motive and is reasonably likely to deter the charging party or others from engaging in protected activity.”
7. Heaton also sent me an email (A-25) that stated that I had ‘taken a great personal risk’ by filing my grievance. This is also in violation of Ray v. Henderson because it raises the question, ‘Why was I taking a great personal risk by engaging in a protected activity with my department chair?’
8. My grievance was investigated by Heaton, who wrote two letters after his investigation, the first denying my grievance in its entirety and the second placing all blame for any problems on me. This is in violation of SDCL 3-18-3.1 and SDCL 3-18-15 which prohibit using grievances as opportunities to punish the individual filing it.
9. During the investigation, Heaton came to me in my office and told me that Keller would falsely accuse me of sexual harassment if I proceeded with my grievance. I objected strongly and they did not carry through with their threat. This was a violation of Heath v. General Services Admin. (1998 EEOPUB LEXIS 4562 (1998)), which states that conduct that is likely to deter protected activity is actionable. Heaton and Keller deny the threat ever occurred. (Transcript pages 34-35)
10. In September and October 2003, I filed grievances with the campus equal opportunity officer, Ms. Roberta Hakl, concerning Heaton’s letters and the threat to falsely accuse me.
11. In October 2003, after filing my grievances, Keller began monitoring my classroom activities, an action she had not done since 1999 (Transcript page 28) This violated Harrison v. Metropolitan Government of Nashville, 80 F.3d 1107 (6th Cir. 1996), where the court ruled that generally, discriminatory application of performance standards, including closer scrutiny of complaining employees, on account of protected activity is actionable as retaliatory.
12. In October, 2003, the Dean of Arts and Science, Matthew Moen, scheduled me for a meeting to discuss my situation. He then canceled this meeting shortly before we were to meet and never rescheduled it again. This was a violation of Heath v. General Services Admin. in that it creates an antagonistic atmosphere and discourages someone from engaging in protected activity.
13. In February, 2004, Keller marked me down on my faculty performance reports and included selective student comments in violation of the procedures provided in the COHE agreement. The COHE agreement stipulates that, if student comments are used, it must be done as representative of the comments. Keller only selected derogatory comments and failed to show that the majority of student comments were positive (Transcript pages 20-21 and 29). This is retaliatory in nature and is violation of Ray, Heath and Harrison.
14. Keller also reassigned me to lesser courses within the department against my will and even though I was senior to the person she gave my former assignment to (Transcript pages 5 and 29). This is in violation of Burlington Northern & Santa Fe Railway Co. v. White, 548 U.S., 126 S.Ct. 2405 (2006) which found that reassigning someone to lesser duties within the same department after they engaged in protected activity was retaliatory.
15. I approached Keller several times during this time period to resolve any problems, but she ignored me every time and would not respond to my emails. She never initiated any action on her part to resolve any differences between us. This was a failure on her part as a supervisor and, by Ray v. Henderson, is retaliatory in nature because it discouraged me from wanting to engage in any protected activity and Heath because it was conduct that was likely to deter a faculty member from engaging in protected activity.
16. During this period, I consulted with several lawyers concerning the activity going on at the university and the threat of false sexual harassment charges. I was advised by lawyers to contact the South Dakota Attorney General’s office, which I did. After discussing the matter with a representative of the Attorney General’s office, I was told there was nothing they could do for me.
17. After discussing the situation on the phone with me, the representative of the Attorney General’s office emailed President Abbot to inform him about my phone call. Abbott then informed the administration about my phone call, including my supervisors (Transcript pages 4-5 and 29 and pages A-26 – 27). This was a violation of Ray v. Henderson and Heath, and US Code Title 18, Section 214 and is clearly retaliatory in nature. For me to contact the Attorney General’s office is certainly protected activity and by sharing this information and taking action against me the university engaged in retaliatory measures. It is disturbing to think that the people of South Dakota are putting their jobs at risk by talking to the Attorney General’s office when they have concerns that the law is being broken.
18. On Saturday, April 24, 2004, I sent an email on my own time and from my own home that I considered Keller to be a “lying, back stabbing, sneak”.
19. Hakl adjudicated my grievances in May 2004 with the finding that my grievances were not within her purview.
20. On June 9, 2004, I was notified in writing that I was being considered for non-renewal of my tenure track contract for violating the civility clause of Appendix G to the COHE agreement (page A-28). No other reason was given. So, the university stated I was being considered for non-renewal because I had made a comment in my own home that they considered to be rude.
21. On June 22, 2004, I met with Keller, Heaton, Moen, and Donald Dahlin (the Vice President for Academic Affairs). At this meeting I was again informed that I was being considered for non-renewal for violation of the civility clause of the COHE agreement, with my April 24, 2004 email cited as the one and only violation (Transcript page 30).When I stated it was my belief the decision was already made and they were merely going through the motions, all four administration members present nodded their heads and stated that that they ‘were certainly leaning that way’. I then proceeded to present evidence that my statement concerning Keller was fair and accurate and that I was protected by free speech rights. At no time during or after the meeting has it ever been claimed that my statement concerning Keller was incorrect or unjustified.
22. On June 29, 2004, Abbott notified me that he was recommending that my tenure tract contract not be renewed.
23. In July 2004, I filed a total of nine grievances related to this action in accordance with grievance procedures contained in the COHE agreement. I withdrew the first grievance and refiled it as five separate grievances. Each of these five grievances were denied at the lowest administration level and appealed. All five grievances were then granted in my favor at step two of the grievance process, the Faculty Peer Review Committee, which is the only step not decided by the administration.. All five grievances were then denied by Abbott. All five grievances were appealed to the South Dakota Board of Regents and denied. I then appealed all five grievances to the South Dakota Department of Labor, Division of Labor and Management.
24. In August 2004, I initiated two unfair labor practice complaints with the State Department of Labor that the university had violated two parts of SDCL 3-18-3.1.
25. In August, 2004 I was offered and accepted a one-year term contract for the 2004/2005 academic year, which was completed in May 2005. This contract did not satisfy the COHE required penalty incurred due to the late notice of my non-renewal.
26. A hearing was held on January 17 and 18, 2006 on the USD campus concerning my grievances and unfair labor practice complaints. Administrative law judge Randy Bingner was the presiding judge.
27. I filed a brief with Judge Bingner at that time establishing that the civility clause was in violation of the 1st Amendment and other rights. The university has never rebutted this argument. I also submitted this same brief to the South Dakota Attorney General’s office in January 2007. The Attorney General’s office has never commented on or disputed my argument (Pages A-29 – 42).
28. Final arguments were due by February 22, 2006. Each party was allowed one rebuttal each, which were due by March 8, 2006. These documents are in the court record. When no decision had been made by August 31, 2006, I wrote a letter to Bingner requesting to be advised when a decision would be forth coming. When no response was made I wrote a letter to the Bingner’s supervisor, Mr. James Marsh, on September 16, 2006 concerning the situation and requesting his assistance. Bingner then replied on September 20, 2006 that a decision should be ‘completed in the next two weeks.’ When there was still no decision after three weeks, I wrote a letter to the Secretary of Labor requesting assistance concerning the situation.
29. Bingner released his decision, denying all of my grievances and complaints, in a letter dated October 13, 2006. His order was dated November 6, 2006.
30. I filed my appeal with the circuit court on December 6, 2006 and a hearing was held before Judge Jensen on July 17, 2007.
31. Judge Jensen delivered his decision on 30 November, 2007. The order was signed on January 2, 2008. The Notice of Entry was sent to me January 11, 2008. Judge Jensen ruled in my favor on the issue of my years of service, but denied me the compensation stipulated by the contract. He failed to make any ruling at all on the question of the 1st amendment violation of the civility clause. He ruled against me on all other issues.
32. My notice of appeal was filed with this Court on February 1, 2008.
IV. Legal Argument:
Grievance 1: That the non-renewal of my tenure track contract with USD was disciplinary action and USD failed to follow Sections 8.6 and 15 of the COHE agreement in taking this action.
The university initially dismissed me for the one violation of the civility clause for an email I sent out on Saturday, April 24, 2004, stating their action was non-disciplinary and I was not allowed any due process. They have maintained this claim at all times.
Once they realized this email was a private communication that I had made on my own time and in my own home, they changed their story (Transcript pages 30-31). At the January 2006 hearing, they claimed the reason I was dismissed was because of an email I had sent in February 2003, more than 15 months prior to my dismissal. However, it was shown that this email constituted an informal grievance allowed for under the COHE agreement and they were admitting they dismissed me for engaging in a protected activity. (See Respondents Post-Hearing Brief, dated February 21, 2006 and Petitioner’s Rebuttal to Respondents’ Post-Hearing Brief, dated March 7, 2006 for reference.)
The university changed their story again and they are now claiming that I was dismissed for disruptive behavior in the workplace, citing Pickering v. Board of Education, 391 U.S. 563 (1968) as their justification for their actions. Pickering is a disciplinary procedure which requires them to accuse me of injuring the university and puts the burden of proof on them. After this, they must follow due process and allow me an opportunity to defend myself. None of these actions occurred and this is a violation of Cleveland Board of Education v. Loudermill, 470 U.S. 532 (1985) which requires that I receive a hearing before losing my contractual rights and that I have access to the material that the action was based on. I was never presented with any material before the June 22, 2004 meeting, and was provided with only the April 24, 2004 email as a cause of action. I requested access to all material the action was based on and was denied. The only charge I was allowed to defend myself against was the charge of being uncivil in my email of April 24, 2004 and I was never informed or allowed to defend myself against any violations of Pickering.
The university cannot claim that I was dismissed for disruptive behavior without following the due process. In fact, the university has never produced any documentation that I was disruptive in the workplace while I have provided substantial documentation that they thought I was a model faculty member prior to my September 2003 grievance (Transcript pages 18-23).
The university did not invoke the Pickering standard and I was never charged with any disruptive behavior. Indeed, I insisted that I should be granted the disciplinary action due process and was refused by the administration. They have maintained this stand at all times – that I was not entitled the due process rights of disciplinary actions. Having insisted that this was not a disciplinary action, they cannot invoke the Pickering standards after the fact.
When the university claims they dismissed me for undocumented disruptive behavior, they are confessing that they violated the contract and my due process rights. They cannot, on one hand, claim their action was justified because of a disciplinary issue while claiming, on the other hand, that they do not have to follow the law and the contract concerning disciplinary actions and due process. Ultimately, their actions are violations of my rights. If my dismissal was not a disciplinary action, then the university cannot claim I was dismissed for violating Pickering. If they are claiming I was dismissed for violating Pickering, they cannot claim their action was non-disciplinary and deny me my due process rights.
By invoking Pickering, the university is placing the burden of proof on them selves in the process. They have never established a prima facie case and have never satisfied this burden of proof. By the law of summary judgment, I am now due a favorable decision from the Court.
Grievance 2: That the non-renewal of my contract was in retaliation for my participation in a grievance claim against my supervisor in the fall of 2003.
I have presented an overwhelming and well-documented prima facie case that their actions against me were retaliatory in nature (for example, refer to Transcript pages 18-24, 27-35; and the February 22, 2006 Argument in Support of Petitioner). They have never refuted the evidence and have never been able to explain it. Their legal argument has been to merely state that my argument “has no merit”, without providing any documentary or legal evidence to show why, or to produce court precedents to support their claim.
It is undisputed that my statement was a private communication. It is undisputed that this statement was made in the privacy of my own home. It is undisputed that this statement was made on my own time. It is undisputed that the university suffered no harm from my statement. The only conclusion remaining is that the action taken against me was for retaliatory reasons.
They first made the claim that I violated the civility clause of Appendix G to the COHE agreement. This was the only charge against me and the only charge I was ever allowed to defend myself against. But, the civility clause is clearly unconstitutional and they have no authority to require me to be civil in the privacy of my own home and on my own time. Once they realized this was a violation of my 1st amendment rights, they stopped claiming this charge.
The next charge they made was that I was dismissed for an email I sent in February 2003. The problem was that I had never been given the opportunity to defend myself against this charge, they had never made any complaint that I was disruptive with that email, it was sent 15 months prior to their actions, and most importantly, was an informal grievance between myself and my supervisor as allowed under the COHE agreement. By claiming this as their cause of action, they were confessing to dismissing me because I had engaged in protected activity. This argument was presented to Judge Bingner (see the March 6, 2006 Petitioner’s Rebuttal to Respondents’ Post-Hearing Brief), but he did not act on it – an action that was in error of the law. He should have ruled that the university, in their claim, had provided a confession that they had acted in retaliation against me because I had engaged in protected behavior. The university has never been able to explain this position. Instead, they dropped this claim completely.
Once they realized the error in their story, they changed it again. This time, they claimed that I was a long-term problem in the workplace in violation of Pickering. However, they never at any time accused me of being disruptive in the workplace, they never produced any documentation that I was disruptive in the workplace, they never met their burden of proof that I was disruptive in the workplace, and they never gave me any opportunity to defend myself against any such charges. In fact, these charges were invented three years after the fact. In this way, they violated the COHE agreement, South Dakota Codified Law, the South Dakota Constitution, and the 14th amendment to the U.S. Constitution.
The university still has never, at any time, produced any documentary evidence to show that I was ever disruptive in the workplace, that I had ever been counseled, that I have ever been disciplined for behavior in the department, or that I had ever been any kind of problem in the department (Transcript pages 20-23). The only evidence produced by them has been anecdotal, unsupported testimony of a generic nature without specific instances that was offered only after the fact and by the people with a vested interest in seeing the administration win. This is a violation of Chamberlain v. Bissell, Inc., 547 F.Supp. 1067 (W.D. Mich.1982) which found that by failing to place accurate written documentation about Chamberlain in his personnel file and also to notify him about his unsatisfactory performance, the employer was found liable for wrongful discharge.
I, on the other hand, have been able to produce extensive documentation written by the administration showing that I was regarded as a model employee prior to my grievance of September 2003 (Transcript pages 18-20). These documents are undisputed.
Now that their story has yet again been shown to be illegal and invalid, it has to be anticipated that they will attempt to manufacture yet another story.
In Reeves v. Sanderson Plumbing Products, Inc. (99-536) 530 U.S. 133 (2000) 197 F.3d 688, reversed, Justice O’Conner, writing for the Court stated,
Proof that the defendant’s explanation is unworthy of credence is simply one form of circumstantial evidence that is probative of intentional discrimination, and it may be quite persuasive. See id., at 517 (“[P]roving the employer’s reason false becomes part of (and often considerably assists) the greater enterprise of proving that the real reason was intentional discrimination”). In appropriate circumstances, the trier of fact can reasonably infer from the falsity of the explanation that the employer is dissembling to cover up a discriminatory purpose. Such an inference is consistent with the general principle of evidence law that the fact finder is entitled to consider a party’s dishonesty about a material fact as “affirmative evidence of guilt.” Wright v. West, 505 U.S. 277, 296 (1992); see also Wilson v. United States, 162 U.S. 613, 620—621 (1896); 2 J. Wigmore, Evidence §278(2), p. 133 (J. Chadbourn rev. ed. 1979). Moreover, once the employer’s justification has been eliminated, discrimination may well be the most likely alternative explanation, especially since the employer is in the best position to put forth the actual reason for its decision. Cf. Furnco Constr. Corp. v. Waters, 438 U.S. 567, 577 (1978) (“[W]hen all legitimate reasons for rejecting an applicant have been eliminated as possible reasons for the employer’s actions, it is more likely than not the employer, who we generally assume acts with some reason, based his decision on an impermissible consideration”). Thus, a plaintiff’s prima facie case, combined with sufficient evidence to find that the employer’s asserted justification is false, may permit the trier of fact to conclude that the employer unlawfully discriminated.
The evidence clearly shows that I was regarded very highly by the administration prior to my grievance of September 2003 and that I began to suffer numerous and continuous retaliatory actions commencing immediately after filing my grievance and culminating in my termination.
Grievance 3: That my years of service were improperly calculated and as a result USD failed to follow the proper procedure for the non-renewal of my contract, and that if the years of service were properly calculated, USD had no authority to non-renew me.
The circuit court correctly ruled in my favor when it found that I had served only 3.86 years by June 2004. The administration neither disputed this finding nor appealed it. However, the circuit court was incorrect when it ruled that I was not entitled to the protection of the contract. The court’s decision amounts to a burden on the faculty to prove that they are entitled to protection under contract law whenever the collective bargaining agreement is violated. The faculty members become entitled to protection under the law and the contract the moment they sign the contract and it was improper of the circuit court to take that protection away from me. It was the responsibility of the circuit court to uphold and enforce the law and it failed to do so.
By the terms of the COHE agreement, the administration was required to notify me of my nonrenewal by December 15, 2003, which they failed to do. Under paragraph 8.6.4, the administration must provide me, at their discretion, with either a term contract or a cash payment. Under the terms of paragraph 8.6.2, the administration was 198 days late notifying me of my nonrenewal (December 15 – June 30). By the formulas set forth in paragraph 8.6.2, the administration must offer me a contract equal to twice the number of days it is late, which is 396 days. However, paragraph 8.6.4 states that I am to be granted no more than one subsequent term contract after being notified and paragraph 8.2 states that term contracts will not exceed one year and are not to overlap two fiscal years. This means that if the administration were to offer me a term contract, it would have had to have been of one year duration and had to have started on July 1, 2004 to prevent it from overlapping two fiscal years.
Under paragraph 8.6.2 of the COHE agreement, the cash payment the administration owed me would be equal to the number of days the administration was late with its notice of nonrenewal (198 days) times 2 times my monthly salary divided by 22. My monthly salary in the semester prior to my notification was $4929.11. Using a 4.5% pay raise allowed for that particular year, the cash payment came out to be $92,716.56. This cash payment was due in July, 2004, assuming the university elected to not offer me the 12-month contract. Adjusting this amount by four years of earned interest at the fair rate of 8% brings this amount to $126,139.86.
By the time I was offered the nine-month contract covering the 2004/2005 academic year, the administration had already passed the deadline to give me either a 12-month contract or the cash payment. Since they had chosen to not give me the 12-month contract, they are now required to give me the cash payment. Therefore, the nine-month contract must be considered to be in addition to the cash payment they were already contractually obligated to give to me. I at no time ever agreed to allow them to substitute the 9-month contract for either the 12-month contract or the cash payment I was guaranteed under the contract.
The circuit court failed to correctly interpret and enforce the appropriate contract law and failed to enforce the collective bargaining agreement and denied me my rights under the law and failure of good faith required by the Uniform Commercial Code.
Grievance 4: That USD failed to fairly and adequately apply the COHE agreement, and in doing so should commence disciplinary actions against Keller.
The purpose of this grievance was not to commence disciplinary action against Keller, but to demonstrate the capricious manner in which the university applies the contract. Even though there was substantial evidence that Keller had violated the civility clause, all charges were dismissed without investigation with the statement that, ‘Faculty cannot initiated disciplinary actions against administration personnel’ (page A-43, paragraph labeled “June 30, 2004 grievance:”). In this way, the university showed they will only apply the contract in a top-down manner and will not allow the faculty any equal protection under the contract. They have shown they will pick and choose who they will apply the civility clause to and when. This action makes the members of the administration immune from being held accountable for any action they may commit and empowers them to act in any manner they want. The faculty is then left with the sole recourse of pursuing lengthy and costly legal actions in the courts. The COHE agreement was meant to provide protection for both sides, but the university has made it so ambiguous that it can now be used against the faculty and with impunity. This is why the U.S. Supreme Court has ruled that vague and overbroad laws and regulations are unconstitutional. A vague policy discourages the exercise of 1st amendment freedoms (See Gaymed v. City of Rockford, 408 U.S. 104, 108-109 (1972)). “[W]here the guarantees of the First Amendment are at stake, the [Supreme] Court applies its vagueness analysis strictly.” Bullfrog Films Inc. v. Wick, 847 F.2d 502, 512 (9th Cir. 1988).
Grievance 5: That I was discriminated against because of my veteran status.
As a veteran, I was guaranteed protection under the law and contract and this protection was violated. By stating they will obey the laws and rights that apply to non-veterans but then failing to obey the laws that apply to veterans they are engaging in unlawful discrimination. Because of my service to the country, the state of South Dakota chose to provide me with protections, including SDCL 3-3-4:
“Restrictions on removal of veteran from employment–Hearing and review–Burden of proof. No person holding a public position by appointment or employment, and belonging to any of the classes of persons to whom a preference is herein granted, shall be removed from such position or employment unless replaced by another person of a class to whom preference is herein granted except for incompetency or misconduct shown after a hearing, upon due notice, upon stated charges, and with the right of such employee or appointee to a review by writ of certiorari. The burden of proving incompetency or misconduct shall rest upon the party alleging the same.”
And, SDCL 3-3-5, which states, “Any person in the public service who shall neglect or refuse to comply with the provisions of this chapter is guilty of a Class 1 misdemeanor.” The university was aware of this law and refused to comply with it. In so doing, they denied me my rights under the law as a veteran and committed a Class 1 misdemeanor.
Unfair Labor Practice #1: That USD committed an unfair labor practice and violated my Constitutional Right of Free Speech under the 1st Amendment by invoking the “civility clause” of the COHE Agreement.
I provided a substantial and detailed prima facie case of how the civility clause is unconstitutional (pages A-29 – 42). This brief includes four cases of similar university speech codes that were all declared unconstitutional by the courts. In fact, I have never found a case where a speech code was allowed by the courts. The U.S. Supreme Court and all lower courts have consistently and repeatedly declared speech codes to be unconstitutional. In particular, R.A.V. v. City of St. Paul, 505 U.S. 377 (1992) is the landmark ruling where the Supreme Court ruled that governments cannot pick and choose which speech they will allow (Transcript pages 12-13).
The university has never rebutted this prima facie case and the state Attorney General’s office has never objected to it. By the rules of summary judgment, the administrative law judge and the circuit court were both required to declare the civility clause unconstitutional and order my reinstatement (Transcript pages 9-16). Instead, the court did not make a ruling on this issue.
Instead, the circuit court found that the university did not violate my free speech rights and my dismissal was justified by Pickering. His argument was that I did not engage in a public debate, therefore I had no protection. However, just because someone does not engage in public debate does not mean they have forfeited their free speech rights. Indeed, the courts clearly state that government employees enjoy all rights they would otherwise enjoy if they were not employees of the government and that the government cannot restrict the employees’ rights anymore than it can of the public in general (Keyishian v. Board of Regents, 345 F.2d 236, 239).
USD and the Board of Regents are attempting to require employees to qualify for their rights. By requiring employees to satisfy the Pickering standards, they are attempting to put employees in the position that they enjoy their constitutional rights only if they take action to earn those rights. This is contrary to the law and makes free speech a privilege, not a right. The rights of the individual are granted by fact of being an American, not because they engage in a public debate.
It is true that the government, as an employer, has a right and an interest in maintaining discipline in the workplace. However, it has been shown, at no time was I disruptive in the workplace, the university never accused me of being so and has never produced any evidence that I was. In the particular instance leading to my dismissal, it is undisputed that I made my statement in the privacy of my own home, on my own time and that it was a private communication. Never has anyone claimed that I made this, or any similar statement, within the work place. In fact, it has been shown that I had no intention of this statement being introduced into the workplace and that this was done by the school administration itself. The record shows that I was, at all times, considered to be an exceptional faculty member prior to my September 2003 grievance and there is no documentary evidence to indicate that I was ever disruptive in the workplace and USD itself has insisted that the action taken against me was not disciplinary.
The court must ask, ‘If I was as disruptive as the university claims, why is there no documentary evidence of this? Why is it that all evidence indicates the exact opposite?’ The only logical answer is that I was not disruptive in the workplace, did not cause harm, and university does not possess any right under Pickering to restrict my free speech.
In the case of Pappas v. Giuliani, No. 00-9487 (2nd Circuit Court of Appeals, May 13, 2002), the courts ruled that Pickering applied, even when the speech occurred within the privacy of the employee’s home if the employer can show they have a vested interest at stake. In this case, Pappas was a New York City policeman that was fired for sending out hate mail consisting of racist and anti-Semitic materials on his own time. Pappas sued that this was a violation of his free speech rights. The Second Circuit court held that Pappas’ actions “potentially interfered with” or “disrupted” the NYPD’s activities, stating, “If the press became aware … of his dissemination of racist diatribes, it would report that this was done by a police officer – not a person … work(ing) on Police Department computers.”
Pappas established two important points pertinent here:
1) The employee must be charged and afforded due process. Neither occurred in my case.
2) The employer must demonstrate the employee’s speech was of such a nature that they did or could reasonably expect to suffer harm as a consequence. No such claim has ever been made in my case. In fact, the idea that an employee doesn’t like his supervisor is not new, unusual, or controversial. It is practically an American tradition. No investigation was ever conducted and no prima facie case has ever been presented to the court that the university would suffer harm if my statement became public knowledge. The proof of this is that the university proceeded to make my statement public knowledge on their own volition, so they must not have felt it would cause them harm. And, there is no evidence that they have suffered any harm due to this statement becoming public knowledge. The university has never satisfied the burden of proof in this regard.
Discontent with the way an educational program is being managed in a publicly-funded university certainly qualifies as a legitimate matter of public concern. “Teachers are, as a class, the members of a community most likely to have informed and definite opinions as to how funds allotted to the operation of the schools should be spent. Accordingly, it is essential that they be able to speak out freely on such questions without fear of retaliatory dismissal.” (Pickering) Likewise, I, as a member of the department, was most likely to have an informed and definite opinion as to the management of the physics program. By Pickering, it is essential that I be able to speak freely on such a question without fear of retaliatory dismissal. This has not happened and the university is claiming they dismissed me in retaliation for my statement, simply because they didn’t like it.
At no time has USD claimed or shown that they suffered any harm as a result of my statement. This is a key point in Pickering. In the event that no harm was done as a result of the statement, the administration has no basis to invoke the Pickering standards and they do not apply. I do not forfeit my 1st and 14th amendment rights by failing to write letters to the local newspaper. I have the right to utter the statement in question while in the privacy of my own home and the university and Board of Regents do not have the right to intrude and control my speech simply because I am a government employee. In Pickering, Justice Thurgood Marshall stated, “The problem is to arrive at a balance between the interests of the teacher, as a citizen, in commenting upon matters of public concern and the interest of the State, as an employer, in promoting the efficiency of the public services it performs through its employees.”
It is undisputed that I did not comment publicly, but the issue of management of a university program certainly qualifies as a matter of public concern. It is also undisputed that there is no claim that the efficiency of the services the university provides have suffered as a result of my comment in the privacy of my own home. Further, Justice Marshall stated, “At the same time it cannot be gainsaid that the State has interests as an employee in regulating the speech of its employees that differ significantly from those it possesses in connection with regulations of the speech of the citizenry in general. Justice Marshall goes on to say,
“Because of the enormous variety of fact situations in which critical statements by teachers and other public employees may be thought by their superiors, against whom the statements are directed, to furnish grounds for dismissal, we do not deem it either appropriate or feasible to attempt to lay down a general standard against which all such statements may be judged. However, in the course of evaluating the conflicting claims of First Amendment protection and the need for orderly school administration in the context of this case, we shall indicate some of the general lines along which an analysis of the controlling interests should run.”
USD is making the argument that, since I did not engage in a public debate I am not covered by the Pickering standards and therefore, my speech is not protected. This is a false argument. The Court’s decision in Pickering was not made to limit the free speech rights of government employees, but to protect them in the specific instance of when government employees engage in public debate and to give protection to government employers when employees are disruptive in the workplace. It is undisputed that neither of these instances existed in this situation, (I did not engage in public debate and I was not disruptive in the workplace) therefore Pickering does not apply and the university cannot claim it as a cause for my dismissal.
The effect of their claim and with Judge Jensen’s ruling is to take away all free-speech rights of the faculty. Under his interpretation, faculty no longer have free speech rights, they only have free speech privileges which they must earn by engaging in public debates. According to the circuit court, if they fail to engage in any such debate, the university is free to dismiss them for anything they say, at any time, and any where, including the faculty member’s own home. Judge Jensen was in error in his ruling and failed to obey SDCL 1-1A-3, which requires him to uphold and enforce findings of the U.S. Supreme Court.
Unfair Labor Practice #2: USD committed an unfair labor practice by dismissing me in retaliation for my grievance against Keller. This complaint is substantially the same as Grievance 2 above.
Malice: The university has acted with malice at all times in this matter. Inspection of their briefs (see their Post-Hearing Brief and Respondent’s Reply Brief as examples) shows the university filling their court briefs with unprofessional statements that have no legal value and are only intended for the purpose of libel and character assassination. The university and their counsel have used the legal system as a means to punish me in order to make an example of me for the other faculty to see. In this manner, they have continued to engage in retaliatory actions and are trying to discourage any faculty member from engaging in protected activity.
They have withheld evidence (Transcript pages 6-7) that I have sought with subpoenaes.
When faced with arguments showing their calculation of my years of service was in error, they kept changing the way they calculated it (see the February 22, 2006 Argument in Support of Petitioner, pages 29-30). When each of these was demonstrated to be in error, they merely decided to ignore any complaint, in violation of contract law and the COHE agreement and demonstrating malice on their part by repeatedly working to deny me my rights under the contract.
Their arguments concerning my years of service have been malicious in that they consistently changed their story in order to deny me my rights under the contract. Then, by non-renewing my contract when the contract clearly denies them the authority for faculty with more than four years of service, which they claimed I had, they were denying me the protection the contract provided me. In this way, they have claimed they can ignore the contract and all laws associated with contracts and have done so with malicious intent to deny me my rights.
They have initiated a motion for sanctions for my comments concerning administrative law Judge Bingner (Transcript pages 39-48), even though they have no standing, have not alleged any actions on my part that are in violation of the law, and are only objecting to me quoting his Decision and Order. This action on their part is clearly intended to punish me and has no merit. By applying for sanctions and penalty, they have acted with malicious intent.
The email they received from the Attorney General’s office should have been ignored at worst, and should have been referred back to the sender’s supervisor for action by the Attorney General’s office. Their action to notify my entire administrative chain of supervisors, my immediate supervisors, and the university public safety office demonstrates they intended me harm and acted with malice.
V. Summary and Remedy
Ultimately, we must remember that the reason the university gave to non-renew my contract was because I made a comment they considered rude while in the privacy of my own home and on my own time. They have since that time continuously changed their story after the fact.
The university has consistently placed themselves in the position where their own evidence, statements and arguments are not self-consistent. They claim their action in dismissing me was non-disciplinary, but I was dismissed for the disciplinary reasons of violating Pickering. They now claim I was dismissed for violating Pickering, but all documentation show I was dismissed only for violating the civility clause. They claim that I was disruptive in the workplace, but their own documents instead show I was an excellent faculty member and never disruptive. They say they did not act in retaliation, but their documents show they began retaliatory actions just as soon as I filed my September 2003 grievance and continued until I was dismissed. They say they did not act in retaliation for my engaging in protected activity, but their argument before the administrative judge was that I was fired because I engage in an informal grievance. They say that they apply the COHE agreement fairly and equitably, yet their own document says that the faculty is not allowed to request disciplinary actions, which puts the administrative personnel in a superior position vis-à-vis the faculty. They have claimed that my requests should be denied because I stated at the January 2006 hearing that I believe punishment is part of the judicial process, yet they have consistently used the judicial system to punish me and make an example of me for engaging in protected activity.
At the July 17, 2007 hearing before Judge Jensen, Attorney for the university, Robert Frieberg, said my appeal should be denied because it didn’t have merit. He further stated, “I’m not going to try to answer everything that he said, because it drives me nuts” (Transcript page 56). Mr. Freiberg’s sanity aside, neither of these are legal arguments or legal evidence. And, the fact is, yes he does have to answer all of my points. The university cannot simply wave their hands at the mountain of documents, statements on their part, and court precedents that I have presented to the court and expect it to go away. I have established prima facie cases to support all of my claims. They must now supply legal evidence, court citations, and valid legal arguments to rebut my prima facie cases on the issues before this court. To date, they have failed to do so.
I am requesting the Court to grant me the following relief:
1. Award me the $126,139.86 due to me as a result of the late notice of my non-renewal, as instructed by the COHE agreement.
2. Declare the civility clause of Appendix G to the COHE agreement unconstitutional in violation of the 1st amendment.
3. Declare the grievance process in the COHE agreement to be unconstitutional in violation of the 14th amendment and order that a new grievance process be incorporated into the collective bargaining agreement that guarantees fair and equal treatment for the faculty.
4. Reverse my dismissal and order my immediate reinstatement into my previous position with all the same privileges and equal or superior accommodations in all respects. I am also requesting the court to reinstate me at the level of full professor in that this promotion was unjustly denied me, and to order me to be reinstated with a salary commensurate with the salary I am now receiving in my current employment at the U.S. Coast Guard Academy. I am also requesting the court to order all back deposits be made to my retirement account with the South Dakota Retirement System.
5. Barring reinstatement, I am asking the court to grant me real damages in the form of the present value of all my wages I could have reasonably expected to earn over the rest of my career. Based on my current pay and the value of various benefits, it is conservatively estimated that my current annual income is worth at least $85,000. Using compound interest tables and standard present value tables, it is calculated that this salary, coupled with an annual cost-of-living increase, would have a current value of over $3,000,000, if I worked for the next 25 years, as planned. If the court will not reinstate me as requested, I am asking the court to award me $3,000,000 in lost wages.
6. Award me $2,500,000 in punitive damages for the willfully unlawful and malicious acts of the university which were committed with the intentions of denying me my rights under the law and of violating my civil rights, demonstrating malice at all times.
7. Order James Abbott and the University of South Dakota be charged with a Class 1 misdemeanor for violating SDCL 3-3-4.
8. Order the previously subpoenaed notes of Roberta Hakl to be turned over.
9. Order all previously subpoenaed emails to be turned over to an independent third party for the purpose of determining, at my expense, which emails I am entitled to and if any violations of the law were committed by the university, its employees, or its attorney.
WHEREFORE Christopher Keating prays that the Court herein considers his appeal, reverses the decision of the First Circuit Court, and grants him the requested relief.
Dated this 8th day of April, 2008
Christopher Keating
I certify this brief contains 8078 words and 39,981 characters. This count excludes the table of contents, table of cases, jurisdictional statement, statement of legal issues, any addendum materials, and any certificates of counsel do not count toward the limitations.
Dated this 8th day of April, 2008
Christopher Keating
__________________________________________________________________
CERTIFICATE OF SERVICE
Copies of the above Notice were served by first class mail, postage prepaid, addressed to: Robert B. Frieberg, Frieberg
Dr. Christopher Keating
Legal Fight Appeal Hearing Results December 10, 2007
Posted by physics309 in Legal Fight With USD.Tags: Abbott, free speech, Heaton, Keating, Keller, South Dakota, USD, wrongful termination
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It took him nearly five months, but I finally heard from the circuit court judge today. I won’t keep you in suspense. He ruled against me on all counts. I haven’t read his ruling in detail, but I saw enough to see that its flawed. For instance, he affirms the ruling that the action against me was not a disciplinary one and I am therefore not due disciplinary due process. But, at the same time, he says their actions were justified under rulings on disciplinary actions taken against public employees that have been fired for comments at work. This, of course, gives me room for appeal. Not only is this self-contradictory, but my comments were not made at work or during work hours. Of course, this has been the basis of my fight all along. There are other problems, this is just one example.
I am certainly disappointed in the ruling. I was hoping this judge had what it took to stand up to the university. Obviously I was wrong, but I’m not surprised. I gave this judge everything he needed to rule in my favor last summer. When he didn’t do so within a couple of months it was apparent to me that he was working to find a way to rule against me. I was expecting this result even last summer at the hearing and I set myself up for the appeals process by making sure I got everything I needed for appeal into the court record. I was so sure that he would not rule in my favor that I had already reviewed the appeal process before the hearing and came prepared.
The interesting thing is this: If my case had so little merit, why did it take him five months to make that determination? If my case had as little merit as the bad guys claim, he could have ruled that way very quickly. Of course, my case could have no merit at all and it would still have more merit than the bad guys claim. The fact is, I made a very strong prima facie case and the bad guys did nothing to dispute it.
I have ample grounds for appeal and will be charging ahead. The state supreme court will also rule against me, but then I can appeal to the federal appeals court. And, that court is not located in South Dakota.
Legal Fight Status September 19, 2007
Posted by physics309 in Legal Fight With USD.Tags: Abbott, free speech, Heaton, Keating, Keller, South Dakota, USD, wrongful termination
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Well, its been two months since my hearing in Vermillion and the judge still has not issued a ruling. I optimistically hoped for a ruling before the end of August. Clearly, overly optimistically. The good news is that this shows my argument had merit. If it was as meritless as the Bad Guys claim he would have ruled that way by this time. But, I always knew my case had merit, so this isn’t big news.
The question now is, how much longer will he take? There was a lot of documentary evidence, arguments, and legal precedents to review and he said in July that he was going to read everything. Plus, he’s a busy judge and this isn’t the only case he’s hearing. The answer to the question is that I really don’t know. It could be sitting in my mailbox tonight, or it could be months.
The other piece of news is a letter I received Monday from the U.S. Department of Justice. I had finally found the U.S. code that covered what was going on and made a complaint to the appropriate office at Justice. In particular, I was highly concerned about how I spoke to the South Dakota Attorney General’s office about my concerns of what was going on at USD and they then immediately emailed the university president, James Abbott, about me. Abbott then forwarded this email to the Vice-President for Academic Affairs Donald Dahlin, Dean of Arts and Sciences Matthew Moen, my department chair Timothy Heaton, and my direct supervisor Christina Keller. That has to be some kind of violation of my civil rights. Well, the Justice Department said they reviewed it and have sent it to someone for investigation. That doesn’t mean anything will happen, but it means they thought there was enough to my complaint to not toss it out.
And, so it goes.
Legal Fight Appeal Hearing Recap July 22, 2007
Posted by physics309 in Legal Fight With USD.Tags: Abbott, free speech, Heaton, Keating, Keller, South Dakota, USD, wrongful termination
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I really started something with my appeal hearing posting. On its first day, that posting received more than twice as many hits as my previous best day. On the second day, it still received more than that previous best. I wanted to provide a little more detail and clarity about it, so this seems like a good time.
I was expecting Judge Bingner to rule against me in the Department of Labor hearing, but I was upset with how biased it was. I had been researching the appeal proceedings and went right to work on filing one. As I worked on the appeal brief, I realized more and more just how bad this ruling was. I felt I had more than sufficient grounds for getting it reversed in the circuit court and filed my appeal accordingly.
The bad guys weren’t amused by my appeal brief and filed for sanctions against me. I wasn’t too concerned because everything I said was supported by documentary evidence, usually Bingner’s own words. I don’t think even a South Dakota court would consider sanctioning someone for quoting the judge’s written opinion. But, we had a hearing in April and the judge made it explicitly clear that I had better be able to back up my claims.
I was able to get the hearing before the judge scheduled for July. This was important because I wanted to appear in person. The judge has been allowing me to appear by phone, but I thought this hearing was too important and I needed to make a personal appearance. I began working on my oral brief right away, jotting down notes and getting my thoughts organized. I wasn’t able to spend as much time on it at first as I wanted to because of a whole series of commitments I had, going through the middle of June. But, once those were out of the way I was able to dedicate myself to my brief. I would work on the brief until I would get the shakes so badly that I couldn’t type. I would become aware that my body ached and realize that I hadn’t taken a break or eaten anything in several hours. I was very focused on the task at hand.
By the time I arrived in Vermillion the Monday evening before the brief, I had already spent several dozen hours developing my brief. I reviewed the judge’s writings and picked apart every statement he made. I reviewed all of the documentary evidence that was before him from the January 2006 hearing. I researched the law and read court precedents. I found many of my initial ideas didn’t hold legal water and had to be rejected. But, along the way, I was also able to find new ones. In the end, I had a 30 page brief to read to the court.
I worked hard to figure out just what the bad guys would be doing. What would I do, if I was in their shoes? I researched the possibilities available to them and tried to be prepared for each. All along, I was hoping their arrogance would dominate their thinking. In the end, I wasn’t disappointed. The very idea that they could be beaten or out done by a layman was something they refused to consider. As it turned out, they believed they only had to appear in court in order to win. Of course, the verdict is still out and they may have been right, but there is no doubt that I beat them in the hearing, no matter which way the judge rules.
I appeared at the courthouse early because I wanted to get control of my thoughts and emotions. There is a quiet veteran’s memorial to one side of the courthouse and I went there to meditate and calm myself down. I wanted everything to be an act when I was in front of the judge. I don’t mean in a bad, artificial way. What I mean, is that I wanted everything about me to be completely under my conscious control. I was not going to lose my temper or say something I didn’t mean to say. I wasn’t going to be provoked. I wasn’t going to nervous. I was going to present exactly the appearance I wanted the judge to see. In this regard I was very successful. I was very calm and collected during the hearing, even when baited by the bad guys. I delivered the story I wanted to deliver and I delivered it the way I wanted to deliver it.
As I said previously, they were unprepared. Their lawyer said he decided what he was going to say on the way to the courthouse. Basically, it was that my appeal had no merit. I don’t mean he went through and showed arguments why my case had no merit, he just said that it had no merit and expected the court to accept that as sufficient. This is something they have done before and I was ready for it. I hammered this very issue before the judge and I could tell I made some good points. I pointed out how I was making a detailed legal argument, with legal documentary evidence and court precedents to support it. They couldn’t just waive their hand and dismiss it. Of course, I pointed out, if my case had so little merit, they would have no problem demonstrating that point. This was a big gamble when I said it because I was speaking first and I didn’t know for sure they weren’t prepared to dissect my arguments. As it turned out, Freiberg’s response was that he would go through every point, but it just ‘drove him crazy.’ Not a very convincing argument.
I’ve come a long way since that first hearing, which happened to be before this very same judge. I was really mauled that time. This time, the judge was asking me to interpret the law for him. He asked me about court citations. He asked me what the evidence meant. And, I was able to answer all his questions.
When the bad guys argued that they were justified because of some specific court precedents, I was able to discuss these precedents with the judge and showed him how they didn’t apply. I was able to point out they were cases that dealt with individuals dismissed on disciplinary grounds for saying disruptive things in the workplace. I did not make my statement in the workplace and I was not dismissed on a disciplinary basis.
At the end of the hearing I could see Frieberg was absolutely furious. He was barely able to control himself and would barely speak to me. He knew who had presented a better argument.
After the hearing, all of the pent up emotions and adrenaline began to rush and I was just as high as a kite. I couldn’t concentrate on anything. I finally went to visit a friend out in the country. He runs a kayaking business on the Missouri River and has a place right on the river. Unfortunately, they were on the river and I wasn’t able to visit with him, but I sat on his porch for a long time, listening to the wind in the trees and the birds while watching the river in the sunlight. It was so peaceful that it gave me the edge I needed to get control of myself again.
I had wanted to get everything in the official record to set myself up for the appeal, and I did even more than that. I would have to say there is a reasonable chance the judge will rule in my favor. What a gigantic upset that would be.
So, what were the basic issues of my appeal?
1. The civility clause is unconstitutional. The civility clause is something included in the collective bargaining agreement that basically says that everyone has to be nice to each other. The collective bargaining agreement is named after the faculty union, COHE (Committee On Higher Education) and covers all faculty, even if they aren’t in the union. The problem with this is that speech codes like this have been ruled unconstitutional by the US Supreme Court. The big case on this topic is RAV vs the City of St. Paul. This is the case of some men that climbed the fence into the yard of a black family, planted a cross in their yard, and set it on fire. Among other things, they were prosecuted for violating a hate speech city ordnance. They argued this violated their first amendment rights. The Minnesota supreme court upheld the ordnance, but the US Supreme Court struck and down and said the government cannot pick and choose which speech it will allow. There are other citations that I provided and I also provided examples of four university speech codes that have been struck down.
I also showed the civility clause was vague and overbroad, and both conditions are unconstitutional. It also violates the South Dakota constitution, South Dakota codified law, Board of Regents written policy, and even other parts of the COHE agreement.
As part of my claim I had to give the state attorney general a copy of my brief and allow them to make any comments. Neither the AG nor the bad guys were able to argue against my case and show why my arguments were not valid.
The importance of this is that they fired me for supposedly violating the civility clause. This was the one and only reason provided to me.
2. They actually fired me in retaliation for filing a grievance against my supervisor, Keller. This, of course, was much tougher to prove but I think I did a very good job and I think they provided a great deal of help. The Supreme Court has found that changing one’s story is evidence of guilt, and these guys keep changing their story. I pulled out their written statements and showed how they are now on their third story of why I was fired. I also showed that they began to retaliate against me as soon as I filed my grievance. Heaton sent me an email telling me I was taking a ‘grave personal risk’ by filing my grievance. How could I be taking such a risk by engaging in protected activity? They used my grievance as an opportunity to attack me and claim I was the source of all problems in the department. They came to me and said they would accuse me of sexual harassment if I didn’t drop my grievance (I didn’t and they didn’t, which is good since it would have been a false accusation.). They began to monitor me in the classroom. They marked me down on my faculty performance evaluation. They ignored all attempts by me to resolve any problems. Then, when my grievances were adjudicated, they immediately pulled my contract and notified me I was not going to be renewed. The U.S. Supreme Court has said all of these actions are evidence of retaliation.
3. They violated the terms of the contract when they non-renewed me. The contract gives a very specific schedule for non-renewal, which they violated. Either I had less than four years of service and I was due about $90,000 as a penalty, or I had over four years and they were not allowed to non-renew me. This isn’t as easy as it sounds because I was twice mobilized for the war and that affects my years of service. If you count everything, it is clear I had less than four years of service. They refused that and insisted I had over four years of service. I didn’t drop my claim, but I also argued that if I had over four years of service the COHE agreement prohibited them from nonrenewing my contract in June. There was an April deadline for nonrenewing people with more than four years and they had violated that deadline. There argument was they could violate that, if they wanted to.
4. Their action was non-disciplinary. They are now claiming I was dismissed for disciplinary reasons. The ironic thing is that I filed a grievance that I was dismissed for disciplinary reasons and they denied me due process rights. They have argued all along this wasn’t a disciplinary action. Well, now they want to claim I was this huge disciplinary problem. The problem they have with this claim is that they have been stating all along that it wasn’t disciplinary. They have not produced any evidence that I was a disciplinary problem, and I was able to produce plenty of documentary evidence that showed they thought very highly of me. It was fun to tell the judge just what a wonderful guy I was, then to inform him that all those nice statements about me were actually things the bad guys had said about me in official documents. He sat up when I said this and asked me if those documents were in the record and I assured him they were.
5. I argued that Bingner had violated all sorts of my rights and his decision was faulty for a large number of reasons. This was actually almost half of my brief. I won’t recap it all here because it’s too long. You can see it all in my posting about the appeal hearing.
So, there you have it. It was actually a great deal of fun. I can walk away now feeling satisfied that I was correct in my belief I was treated in violation of the law and the contract and that I was able to prove it.
Let me know what you think.
Legal Fight Appeal Hearing July 19, 2007
Posted by physics309 in Legal Fight With USD.Tags: Abbott, free speech, Heaton, Keating, Keller, South Dakota, USD, wrongful termination
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Ok, I won’t keep you in suspense. We had our hearing today, but the judge is not going to make a ruling right away. But, it went really well. I just plain kicked the snot out of them. Their lawyer was so unprepared I was amazed. He made a comment to the judge about deciding what he was going to say on the way to the courthouse this morning. I believe him. He spent five minutes talking and it was all nonsense with no legal basis or evidence. I, on the other hand, have been spending weeks preparing for today and spoke for an hour and 15 minutes. I shot down their arguments like clay pigeons.
Their main claim has been that I can be fired for making bad statements about my boss in the workplace. I showed that none of this was applicable because I didn’t say it in the workplace, I said it at home on my own time. I showed that they have never produced any evidence that I ever said anything disrespetful in the workplace. All of their arguments were invalid. There was a lot more.
So, will the judge rule in my favor? I don’t expect it. That’s not the way its done in South Dakota. My goal was to get everything in the record and set myself up for the appeal and I achieved this with great success.
But, I know this judge. I’ve seen his name in the papers many times with regards to big cases and he made a huge decision against the university a few years ago. He has the gonads to decide in my favor. We’ll see.
I told you where to find Judge Bingner’s decision against me. Here’s my brief showing why I say it was wrong. I apologize for the typos. I’ll work on them. Warning! Its a long one!
****************************
Introduction – Grounds for Appeal and Reversal
South Dakota codified law provides six grounds for appeal and reversal and I am able to show that I have standing under all six of these grounds.
SDCL 1-26-36. Weight given to agency findings–Disposition of case–Grounds for reversal or modification–Findings and conclusions–Costs. The court shall give great weight to the findings made and inferences drawn by an agency on questions of fact. The court may affirm the decision of the agency or remand the case for further proceedings. The court may reverse or modify the decision if substantial rights of the appellant have been prejudiced because the administrative findings, inferences, conclusions, or decisions are:
(1) In violation of constitutional or statutory provisions;
(2) In excess of the statutory authority of the agency;
(3) Made upon unlawful procedure;
(4) Affected by other error of law;
(5) Clearly erroneous in light of the entire evidence in the record; or
(6) Arbitrary or capricious or characterized by abuse of discretion or clearly unwarranted exercise of discretion.
7. The Court is to review Bingner’s decision on the clearly erroneous standard. The test is that after reviewing all evidence, the Court is left with a definite and firm conviction that a mistake has been made. The requirement that the Court look at the whole record of the Department of Labor decision does not allow it to substitute its own judgment for the Department of Labor’s judgment as to weight of evidence and questions of fact. City of Brookings v Dept. of Environmental Protection, 274 NW2d 87 (SD 1979).
19-14-29. (Rule 615) Exclusion of witnesses from courtroom. At the request of a party, witnesses testifying at the trial, hearing, or deposition shall be excluded so that they cannot hear the testimony of other witnesses, and the court may make such an order of its own motion. This section does not authorize exclusion of:
(1) A party who is a natural person;
(2) An officer or employee of a party which is not a natural person designated as its representative by its attorney;
(3) A person whose presence is shown by a party to be essential to the presentation of his cause; or
(4) A victim of a crime and his parent or guardian following the victim’s testimony.
I. Civility Clause
Keating cites a number of cases which miss the point he seems to be asserting. None of the cases Keating cites are contrary to the holding of the Department of Labor. The arguments ignore the undisputed fact that the rights protected by the United States Constitution in public employment situations are not present in Keating’s case. First, there was not statement of public concern. The issue was management of the physics program at USD. Second, Keating’s statements impaired the harmony of the department in which he worked. He fails to cite one case which gives a public employee a constitutional right to malign his supervisor in connection with a disagreement about a managerial decision and thereafter to disrupt the department in the process.
Freiberg seems to be making an astounding argument that I didn’t have constitutional rights. My rights are always present. He is citing specific instances that have no bearing on this case and making the conclusion that since I wasn’t protected in those cases, I’m not protected in the case before the court. Appellees have long argued I was not subjected to disciplinary action. Citing cases of individuals dismissed on disciplinary grounds because of actions in the workplace does not remove my constitutional rights and is only an attempt by Appellees to confuse the court.
Appellees have argued all along that this was a private communication, not a public one. This comment was not made in the workplace, it was made at home. I didn’t disrupt the department. Any disruption was created when they took my September 2003 grievance out of the department and to the president, then engaged in retaliation, including the threat of false accusations. They disrupted the department when they took a private communication and made it public.
There is no dispute that my communication was a private communication and not a public one. There is also no dispute that this was a communication in the privacy of my own home and on my own time. And there is no dispute this was a non-disciplinary action. What they are trying to establish is that they can dismiss me because I said something in the privacy of my own home that they didn’t like. Then, they are trying to equate a private communication to a public one. They are trying to equate a communication at home to a communication in the work place. The law does not support that conclusion. This is clearly erroneous under the color of law and Bingner was in error when he ruled that way.
Further, Appellees are attempting to argue that the civility clause is constitutional because of their claim that they were justified in their actions against me. This is a false argument. No action on my part can ever affect the constitutionality of the civility clause. This question stands alone and separate from any issue concerning my actions. Again, Appellees are merely attempting to confuse the court.
I have established a prima facie case that the civility clause is unconstitutional and illegal on several points.
It is unconstitutional because it’s a speech code in violation of the US Supreme Court’s rulings in this matter. There are many rulings on the subject, but the landmark case on speech codes is RAV v. City of St Paul. This is the case where some men climbed over the fence into the yard of black family, planted a cross in their yard, and set it on fire. Among other things, they were prosecuted under a city ordinance that prohibited hate speech. The men appealed on the basis that it violated their freedom of speech under the Constitution. The Minnesota Supreme Court upheld the ordinance, but the U.S. Supreme Court struck it down, stating that the government may not pick and choose which speech it will allow. Of particular note, this case was decided unanimously, and you have to love it when the conservatives and liberals can agree on something.
It is unconstitutional in that they applied it in a way that exceeds their authority as a government, as defined by US Supreme Court rulings that state governmental employers may not regulate speech in the work place beyond what they are allowed to do to the public in general.
It is unconstitutional in that it violates US Supreme Court rulings on being vague.
It is unconstitutional in that it violates US Supreme Court rulings on being overbroad.
It violates the S.D. constitution.
It violates SDCL.
It violates written BOR policy.
It even violates other sections of the COHE agreement.
I even provided four examples of speech codes at other universities, some of which were very similar to the one in the COHE agreement, and all of which were stricken down by the courts as unconstitutional. By the principle of stare decisis, the civility clause in the COHE agreement is also unconstitutional.
Once I establish a prima facie case the burden is on them to disprove it. They must disprove every point I raise because I need to be correct on only one point to be correct on the entire issue. But they have not introduced any legal argument against my prima facie case and are merely trying to dismiss it by saying things like I ‘miss the point’ or that I’m ‘without a scintilla of authority to support’ my claim. These comments are not legal arguments and they have not introduced any legal argument or legal evidence to refute any of my prima facie case. If there is so little merit to my argument, why has Mr. Freiberg been unable to refute it after being given 18 months to do so? Why has there been no dispute of my argument by the AG’s office after having six months to review it?
I have shown that the U.S. Supreme Court has ruled speech codes are unconstitutional. I have shown the U.S. Supreme Court has ruled government employers cannot regulate free speech beyond what they are allowed to do to the population in general. I have shown the civility clause is vague and overbroad. I have shown that applying it to someone in the privacy of their own home is unconstitutional. I have provided four examples of university civility clauses that have been declared unconstitutional.
Where is Frieberg’s refuting argument on these points? Where is the AG’s refuting argument on these points? The plausible answer is that they haven’t refuted it because they can’t. A prima facie case has been made and no counter argument has been presented. Under the rules of summary judgment, I am due a favorable decision on this issue.
At our April 25 hearing, your honor stated he knew of no vehicle that would allow him to declare the civility clause unconstitutional. In your letter dated May 3, 2007, your honor stated that you knew of no procedural basis for my motion to declare the civility clause unconstitutional. So, I researched the issue.
SDCL 1-1A-1. Unconstitutional state actions void. It is the public policy of the State of South Dakota that every statute, rule, regulation, executive order, and office policy of the State of South Dakota enacted, promulgated, issued, or established in contradiction to the provisions of the United States Constitution, and so judicially determined by a final judgment rendered by the South Dakota Supreme Court, the federal district court for the State of South Dakota, the United States Court of Appeals for the eighth circuit, or the United States Supreme Court, is void within the jurisdiction of the State of South Dakota.
SDCL 1-1A-2. Enforcement of unconstitutional policies prohibited. No person may enforce any statute, rule, regulation, executive order, or office policy that is in violation of § 1-1A-1.
SDCL 1-1A-3. State officers to protect constitutional rights. Every state officer is directed to utilize the full force and authority of his office to resist the intrusion of such unlawful provisions and to protect the constitutional rights of the State of South Dakota and its individual citizens from the encroachments of such provisions.
In United States v. Kissinger, the U.S. Supreme Court stated “An administrative body does not have authority to determine the constitutionality of the law it administers; only the courts have that power.”
So, the court not only has a vehicle to make such a declaration, it is required by law to enforce the findings of the US and SD Supreme Courts on this matter.
II. Disciplinary Action
Freiberg states, Keating cites a number of cases which miss the point he seems to be asserting. None of the cases Keating cites are contrary to the holding of the Department of Labor. The arguments ignore the undisputed fact that the rights protected by the United States Constitution in public employment situations are not present in Keating’s case. First, there was not statement of public concern. The issue was management of the physics program at USD. Second, Keating’s statements impaired the harmony of the department in which he worked. He fails to cite one case which gives a public employee a constitutional right to malign his supervisor in connection with a disagreement about a managerial decision and thereafter to disrupt the department in the process.
With this, and many other statements, Appellees are claiming that I was a disciplinary problem. All of Frieberg’s citations involve individuals that were subjected to disciplinary actions. But, they have argued all along that their actions against me weren’t disciplinary.
Appellees argued throughout the grievance process that I was not being disciplined. At step five of the grievance process the Board of Regents had attorney Prendergast review the matter and he found that I was not being disciplined. The Board of Regents then accepted his recommendation that my grievance on this matter be denied, making it the formal opinion of the BOR that I did not receive any disciplinary action.
Appellees argued before Bingner that the non-renewal of my contract was not a disciplinary action. This point was emphasized in their Post-Hearing Brief, dated February 21, 2006, and their Reply Brief, dated March 6, 2006.
Bingner agreed with the Appellees and stated that my non-renewal was non-disciplinary. By collateral estoppel and res judicata, they cannot now make any such claim.
Additionally, Appellees have claimed that that the reason for non-renewal must be given, which is not in dispute. The fact that they gave me notice is also not in dispute. Freiberg stated, “There is no dispute that a letter was sent to Keating dated June 9, 2004.” He also stated “The notice must state the reasons for the decision.” In fact, I have a copy of the letter here that I would like to read for the convenience of the court.
They gave the one and only one reason for my non-renewal being that I had violated the civility clause. At the June 2004 hearing I was informed the violation was my email of April 24, 2004. No other reason was given. Then VP Dahlin testified to this fact at the January 2006 hearing.
Their letter of June 9, 2004, informed me they were considering me for nonrenewal due to my noncompliance with the civility clause, and no other reason was given. Emails from Dahlin stated that this was not a disciplinary action and his testimony at the January 2006 hearing confirmed I was given the one violation of my April 24, 2004 email. “Long term problems” was added after the fact, was not presented to me as a cause of action as required by the COHE agreement, I was not allowed to defend myself against this accusation, and it has never been corroborated by any kind of documentation.
What kind of employee was I prior to my September 2003 grievance?
I was an excellent faculty member. I provided outreach activities to the local community. I provided interviews to newspapers, TV, and radio stations. I hosted several viewings that allowed the public to use the department telescopes.
I had several students do research with me, resulting in scientific papers being published in refereed journals with them as co-authors. These students presented our research results in several conferences, including IdeaFest and the National Conference on Undergraduate Research every year I was here. I twice sent students to the prestigious and selective Posters on the Hill in Washington, D.C.
I agreed to be the faculty advisor for the physics and astronomy club when asked and the participation of the club while I was the faculty advisor was a big hit with middle school and high school students. I was always willing to serve on any departmental committees as necessary and my performance was consistent with departmental expectations.
I stepped in and picked up the classical mechanics course when asked.
When I was recalled in the spring of 2003 it took contributions from four faculty members to pick up my workload.
My efforts led to the bringing in of lunar astronaut Harrison Schmitt and the creation of a combined Earth Day/Astronomy Day event, an event that is still held annually even two years after I left.
I tracked down the old USD observatory dome and persuaded the owners to donate it back to the department. I obtained grants, including a $10,000 grant to help towards the construction of an observatory. My efforts also resulted in over $9000 in donations towards the observatory. I successfully obtained a $50,000 high powered laser from the Los Alamos National Laboratories for the department.
My efforts led to the establishment of an astronomy program in the department and got it certified to satisfy the general education requirements.
I was positively evaluated by my students and was considered an enthusiastic teacher and well prepared for my lectures. I received many positive comments for my preparation and delivery of my courses.
I was an excellent teacher, an excellent researcher, and an excellent overall faculty member. I was recommended for any salary augmentation.
But, don’t take my word for it. Everything I just said were comments Keller made about me in the annual physics newsletter mailed to alumni, from my faculty performance evaluations written by Keller, and from Keller’s letter recommending me for early promotion and tenure. These are all official documents and required specific thought and effort in the writing.
What is missing is any documentation of any disruptive conduct.
There is no evidence of counseling and Appellees confirmed in testimony that I was never counseled.
There is no evidence of disciplinary actions and Appellees confirmed in testimony that I was never disciplined.
There is no evidence of a construction plan as provided for in the COHE agreement.
There is no evidence of a warning in my FPE that my conduct was unacceptable and that it may lead to my dismissal, as provided for in the COHE agreement.
My FPE just four months prior to the notice were marked down in violation of the COHE agreement. Keller admitted on the witness stand that she selectively picked adverse student comments to include in my evaluation, while not giving weight to positive comments or putting the comments in context of my overall evaluation, as required by the COHE agreement. Yet, this evaluation said nothing about disruptive behavior or long-term problems, which is required under the COHE agreement in the event the faculty member is at risk of termination or non-renewal. The question then becomes, if I was such a long-term problem as they claim, why did she mark my evaluation down in violation of the COHE agreement when she could have marked me down for this claimed problem? The only plausible reason is because the so called long-term problem did not exist! It is not plausible that I was such a problem that they needed to fire me, yet the evaluation of just four months prior made no mention of it. It is not plausible that I was so disruptive they had to fire me but can provide no documentation of this disruptive behavior. It is not plausible that they would find me so disruptive they had to fire me yet write such glowing comments about me in official documents. The only plausible explanation is that there was no such long-term problem and this is merely something they made up after the fact in an attempt to cover up the fact they engaged in illegal acts against me.
This claim of disruptive behavior is something Appellees invented after the fact.
The only two pieces of evidence that they have tried to use to document disruptive behavior are two grievances I filed under the terms under the COHE agreement – My September 2003 grievance filed with Heaton against Keller and a February 2003 informal grievance with Keller. Appellees used this email in the January 2006 hearing and cited it in their February and March 2006 arguments as evidence of my behavior. This amounts to a confession on their part that they used the fact that I engaged in protected activities as cause for my dismissal.
They insist this was not disciplinary. Yet, they keep citing disciplinary court cases. They keep stating I was disruptive. Yet, no evidence has been introduced to support this claim. If I was so disruptive, why didn’t they introduce counseling records? Why are there no disciplinary records? Why are there no stated, specific instances of bad behavior on my part? Why was there no construction plan? Why was there no warning in my FPE just four month prior to this? They did not give any examples. They did not provide any testimony. They did not provide any documentation. If I was as disruptive as they claim I was, why was no documentary evidence introduced to support this claim?
I, on the other hand, have provided extensive documentation that I was a model employee. I was praised in my faculty performance evaluations by members of the administration and recommended for extra money. My FPEs stated that I did as requested of me and met department standards. I was evaluated as an ‘excellent’ faculty member. I was praised in the annual physics newsletter. I received internal grants from USD. I represented the university on TV, radio, and in the newspapers. I was doing public outreach. I was recruiting students. I was involving students in research and scientific publications. I was carrying a teaching overload. I was praised by the students for my teaching. All of this is well documented. They claim a faculty member should follow instructions and work cooperatively and harmoniously with the administration. The record before the court clearly shows that I was exactly this.
What is important is to review the email in question and put it into context. This was a private communication, made on my own time and from the privacy of my own home, and made in direct response to a private, off-hours communication. I was not saying these things in public or in the workplace, and I was not causing disruption in the workplace. There is no dispute that my statement was a private one. There is also no dispute that I made this statement on my own time and in the privacy of my own home. There is no dispute that I did not make this statement or any similar statement in the workplace. And, there is no dispute that no disciplinary action was taken against me.
What is also important to note is that this was not a personal attack, but a factual characterization of Keller. At my June 2004 hearing at the VP’s office, I showed evidence that my statement was factual and truthful. No one, including Keller, disputed the accuracy of my statement at that time or at any time since then.
Simply put, this statement was nothing more than a factual, off the record comment made after hours in response to an off-hours comment by Heaton. It was made in the privacy of my own home, and on my own time. This is the same as if Heaton had come over to my house on the weekend and had a private conversation with me, and then fired me because it didn’t go the way he wanted to. He approached me after hours and my response was private, and on my own time.
Any disruption in the workplace occurred when they introduced it into the workplace. This is not something I did, and it is not something I wished to do. The university has introduced no evidence to indicate that I ever acted in that manner in the workplace.
SDCL 1-26-23. Basis for findings in contested cases. Findings of fact shall be based exclusively on the evidence and on matters officially noticed.
Bingner failed to base his findings of fact exclusively on the evidence before him and was clearly in error when he ruled against me on this issue.
Use of non-renewal for disciplinary reasons – denies faculty member of his due process rights allowed for under the contract and guaranteed by the 14th amendment.
Comparing to military rank – false argument
III. Retaliation
Freiberg claimed I failed to show existence of any cause or connection in my retaliation claim.
In Ray v. Henderson, 217 F.3d 1234, 1243-44 (9th Cir.2000), the court adopted the “reasonably likely to deter” test advanced by the EEOC: “The statutory retaliation clauses prohibit any adverse treatment that is based on a retaliatory motive and is reasonably likely to deter the charging party or others from engaging in protected activity.”
Timeline
September 2003 – I filed grievance within department
September - Warning email from Heaton – told me I was taking a “grave personal
risk” by filing my grievance.
- Attacked by Heaton in his response to my grievances – cannot use
a grievance as an opportunity to attack – USSC
- Harassment threat
- The Supreme Court has stated any action that is likely to deter anyone
from engaging in protected activity is retaliation.
October - Keller began observing my classes for first time in several years. Keller
confirmed this in her testimony. Supreme Court has stated that increased
surveillance after filing a grievance is evidence of retaliation.
January - Keller marked me down on my performance evaluations using selected student quotes in violation of COHE. Keller confirmed this in her
testimony.
- No mention in evaluation of possibility of termination as required by
COHE.
February - Keller ignored all of my attempts to reconcile situation.
- Appellees behavior in reassigning Appellant to lesser classes over his
objections is evidence of retaliatory action consistent with U.S.
Supreme Court ruling in Burlington Northern and Santa Fe Railway
Company v Sheila White.
March - Abbott informed administration and campus security of my call to the
AG
May - Grievances adjudicated
- Contract recalled.
June - Dismissed for email. No other cause was given and it was stated it was a
non-disciplinary action.
November 2005 - Susan Sabers argued in court that my speech in workplace was
grounds for dismissal.
January 2006 - Freiberg argued in hearing that I was dismissed because of
February 2003 email. This email constituted an informal
grievance.
May 2007 - Freiberg argued in pleading that I was dismissed because I was
disruptive in the workplace. There was no mention of the
February 2003 email.
What is notable is that the university has twice changed its story and is now making its third argument on why I was fired.
The original June 9, 2004 letter stated the cause was for violating the civility clause. This was confirmed in emails from the VP for Academic Affairs, Don Dahlin, who also stated it was not a disciplinary action. At the June 2004 hearing, the one and only reason stated for my dismissal was the April 24, 2004 email. Don Dahlin testified at the January 2006 hearing that this was the case.
Susan Sabers then argued before this same court, in November 2005, that I was dismissed for the email. She was disrespectful to the court, unprepared and misquoted court decisions, but her entire argument was that my email was the cause for my dismissal. Appellees also argued almost exclusively to the federal court that this was the cause for my dismissal.
Mr. Freiberg was in the court that day and saw that this was an unconstitutional argument. At the January 2006 hearing he then changed the university’s story and claimed I was fired for an email sent in February 2003. His arguments of February and March 2006 to the DOL expounded on this extensively. This was an irrelevant email in that it occurred 15 months before I was fired, no mention or action was ever taken by the administration because of this email, and the email was actually an informal grievance allowed for under the terms of the COHE agreement. This argument actually amounts to a confession on the part of the Appellees that they fired me for engaging in protected activity.
The only other evidence of ‘long-term problems’ before the court is my grievance of September 2003, which was also protected activity under the COHE agreement.
Apellees have now changed their story again. They are now claiming I was dismissed for disciplinary reasons. Every decision cited by Mr. Freiberg consists of individuals fired for disciplinary causes and are used by Mr. Freiberg as examples of why they were justified in firing me.
The U.S. Supreme Court has held that changing ones story is evidence that the reason given is false and is evidence of guilt. In Reeves v. Sanderson Plumbing Products, Inc. (99-536) 530 U.S. 133 (2000) 197 F.3d 688, reversed, the Court reviewed the case of an employee that claimed he was dismissed because of age discrimination. It was shown that the employer kept changing its story, and it was ruled that this was evidence of guilt on the employer’s part. Justice O’Conner, writing for the Court stated,
Proof that the defendant’s explanation is unworthy of credence is simply one form of circumstantial evidence that is probative of intentional discrimination, and it may be quite persuasive. See id., at 517 (“[P]roving the employer’s reason false becomes part of (and often considerably assists) the greater enterprise of proving that the real reason was intentional discrimination”). In appropriate circumstances, the trier of fact can reasonably infer from the falsity of the explanation that the employer is dissembling to cover up a discriminatory purpose. Such an inference is consistent with the general principle of evidence law that the factfinder is entitled to consider a party’s dishonesty about a material fact as “affirmative evidence of guilt.” Wright v. West, 505 U.S. 277, 296 (1992); see also Wilson v. United States, 162 U.S. 613, 620—621 (1896); 2 J. Wigmore, Evidence §278(2), p. 133 (J. Chadbourn rev. ed. 1979). Moreover, once the employer’s justification has been eliminated, discrimination may well be the most likely alternative explanation, especially since the employer is in the best position to put forth the actual reason for its decision. Cf. Furnco Constr. Corp. v. Waters, 438 U.S. 567, 577 (1978) (“[W]hen all legitimate reasons for rejecting an applicant have been eliminated as possible reasons for the employer’s actions, it is more likely than not the employer, who we generally assume acts with some reason, based his decision on an impermissible consideration”). Thus, a plaintiff’s prima facie case, combined with sufficient evidence to find that the employer’s asserted justification is false, may permit the trier of fact to conclude that the employer unlawfully discriminated.
I would remind the court that retaliation has been ruled as a form of discrimination and all discrimination laws apply.
A victim doesn’t have to provide a motive for why he’s a victim; he only has to show he is a victim. However, if we look at my record as an outstanding faculty member and we see that they claim I was fired for a first-time, minor offense without warning or counseling, it becomes very clear that their stated reason is not plausible. Having just reviewed the case for disciplinary action, we see there is no evidence to support Frieberg’s claim of disruptive actions on my part. A reasonably intelligent person simply would not believe that the only reason I was fired was because I made a private, after-hours comment in my own home. They are now claiming that it was because I was such a disciplinary problem, but that claim does not bear up under examination of the evidence. The only plausible conclusion after examining the evidence, their behavior, and the time-line of events is that I was fired in retaliation for my September 2003 grievance against Keller.
Mr. Frieberg states I “failed to prove the existence of any cause or connection between his filing or participation in a grievance and the subsequent non-renewal of his contract.” – Clearly, Mr. Freiberg is wrong and they have done nothing to show my argument is not valid and they have not presented any evidence to support any counter claim. I established a prima facie case and the burden of proof then shifted to them, which they have failed to satisfy.
In the court’s ruling on my civil case against USD, CIV 05-122, dated March 8, 2006, the court stated it accepted as true a series of statements, including:
• Heaton attacked me as the cause of all problems when I filed my September 2003 grievance.
• Heaton and Keller threatened me with false charges of sexual harassment if I continued with my complaint.
• My FPE was marked down after I filed my grievance.
• The administration failed to address or resolve any of my concerns.
• I was given the one reason for my dismissal, that of the April 24, 2004 email.
• That I spent my time during my June 2004 hearing showing that my statement was true.
• That after I made my complaint Appellees were much more hostile.
• That Keller ignored all attempts on my part to resolve our differences.
• That I did not have any problems with any other faculty members.
Appellees did not dispute or appeal these findings. By collateral estoppel they cannot now claim otherwise.
18 U.S.C. § 241. Section 241 of Title 18 is the civil rights conspiracy statute. Section 241 makes it unlawful for two or more persons to agree together to injure, threaten, or intimidate a person in any state, territory or district in the free exercise or enjoyment of any right or privilege secured to him/her by the Constitution or the laws of the United States, (or because of his/her having exercised the same). Unlike most conspiracy statutes, Section 241 does not require that one of the conspirators commit an overt act prior to the conspiracy becoming a crime. The offense is punishable by a range of imprisonment up to a life term or the death penalty, depending upon the circumstances of the crime, and the resulting injury, if any.
IV. Years of Service
Appellees have argued all along that I had more than four years of service. By collateral estoppel, they cannot claim I had less than four years of service.
Specific language of the COHE agreement.
8.6.3 If a faculty unit member has completed at least four (4) years of service under a tenure track contract, the institution shall provide the faculty unit member with written notice of nonrenewal before April 1 of the current year of employment for persons serving under fall-spring appointments, …
As has already been shown, the notice of nonrenwal did not occur until the end of June, almost three months after the required deadline.
The wording ‘shall’ is unambiguous and does not allow for the provision to be violated. Provisions for late notices are specified in paragraph 8.6.4, which specifically refers to cases falling under paragraphs 8.6.1 and 8.6.2. No late notification provision is provided for the cases that fall under 8.6.3. Since the unambiguous wording of the contract demands notice by April 1 and provides for no late nonrenewal, the administration cannot assume this authority. Appellees are claiming the contract does not provide a penalty for late nonrenewal, therefore, they can do so without a penalty. This is contrary to contract law where the contract clearly and specifically requires the notice by a certain deadline, which they missed.
They have attempted to introduce ambiguity where none existed.
The South Dakota Supreme Court ruled that ambiguity cannot be introduced where none previously existed. Vollmer v. Akerson, et al., 2004 SD 111.
However, we have also stated that “before extrinsic matters can be examined to determine the parties’ intent, a provision must be ambiguous.” Ducheneaux v. Miller, 488 NW2d 902, 909 (SD 1992). Ambiguity is shown where the contract “is capable of more than one meaning when viewed objectively by a reasonably intelligent person who has examined the context of the entire integrated agreement.” Pesicka v. Pesicka, 2000 SD 137, 10, 618 NW2d 725, 727. Further, “[a]mbiguity is not created merely because the parties offer different interpretations of the contract.” Roden v. Gen. Cas. Co. of Wisconsin, 2003 SD 130, 10, 671 NW2d 622, 625. “When a contract is unambiguous and clear, we determine the parties’ intent from the four corners of the document and extrinsic evidence is not needed.” Icehouse, Inc. v. Geissler, 2001 SD 134, 13, 636 NW2d 459, 463.
Here, the contract is unambiguous and clear. There is no ambiguity and one was not created merely because Appellees offer a different interpretation of the contract.
The courts have ruled a regulation cannot be construed to mean what an agency intended but did not adequately express. Phelps Dodge Corp. v. Federal Mine Safety and Health Review Comm’n, 681 F.2d 1189, 1193 (9th Cir. 1982) (internal quotation omitted). Thus, “[t]he responsibility to promulgate clear and unambiguous standards is on the [agency]. The test is not what [the agency] might possibility have intended, but what [was] said. If the language is faulty, the [agency] had the means and obligation to amend.” Marshall v. Anaconda Co., 596 F.2d 370, 377 n.6 (9th Cir. 1979). Thus, reliance on policies underlying a statute cannot be treated as a substitute for the agency’s duty to promulgate clear and definitive regulations. Id.
There is a proposition that deference is ordinarily owed to an agency’s interpretation of its own regulations. See Providence Hosp. of Toppenish v. Shalala, 52 F.3d 213, 216 (9th Cir. 1995). However, no deference is owed when an agency has not formulated an official interpretation of its regulation, but is merely advancing a litigation position. See Idaho Dep’t of Health & Welfare v. United States Dep’t of Energy, 959 F.2d 149, 153 (9th Cir. 1992).
Lectric Law – Review of Administrative Decisions
The administration cannot introduce a new interpretation of the contract as a litigation position. If the contract did not state what was meant, they were required to fix it. Since no such attempt was made, it must be assumed the contract states what was meant and Appellees are merely dissembling to cover their tracks.
V. Discrimination
It is my claim that the administration enforces the COHE agreement differently for different people. Faculty and staff that are in favor of the administration are treated differently than people that not in favor. I attempted to introduce evidence to this effect at my January 2006 hearing, but Bingner would not allow it.
The EEOC reasons that the courts have been applying the wrong standard by treating retaliation claims like any other type of discrimination. The EEOC argues the anti-retaliation provisions are exceptionally broad, making it unlawful to discriminate against an individual, not just a group of individuals. This is in contrast to the general anti-discrimination provisions which make it unlawful to discriminate with respect to an individual’s ‘terms, conditions, or privileges of employment’. Thus, the retaliation provisions set no qualifiers on the term ‘to discriminate,’ and therefore prohibit as discrimination any action that is reasonably likely to deter protected activity. The EEOC opines that even if there were a requirement that the challenged action affect the terms or conditions of employment, retaliatory acts that create a hostile environment would meet that standard. By their very nature, retaliatory acts affect the terms and conditions of employment.
VI. Procedural Errors
Review of my non-renewal is limited to failure to follow procedures.
Procedural errors they committed include:
They committed a violation of the time limit required for notification of non-renewal.
They are required to give cause of action. ‘Long-term problems’ was not given. This is corroborated by the letter from Dahlin, the emails from Dahlin, and the testimony by Dahlin.
They engaged in retaliation.
They engaged in discrimination.
They violated my constitutional rights by attempting to regulate what I say at home, in private, and on my own time.
They non-renewed me under the civility clause which is unconstitutional. You cannot fire someone for violating something that is unconstitutional.
We see there were numerous procedural errors, each of which is sufficient for the court to grant me a favorable decision. Of note, Bingner failed to address these issues and failed to limit himself to these issues.
VII. Judicial Misconduct
Frieberg stated, “Furthermore, much of it is vengeful and intended to embarrass the Judge, impugn the parties and their counsel, and is verification of the very lack of civility which USD mentioned as part of the reason for non-renewal of Keating’s contract. Frankly, Keating’s writing is offensive and it serves no purpose to make further response to such irresponsible allegations.”
This is not a legal argument and no evidence is before the court to support it. All of my claims are supported by documentary evidence, including Bingner’s own inconsistent writings. All of my claims are reasonable in light of the documentary evidence before this court.
It is interesting to note that Frieberg is now stating that violation of the civility clause was only part of the reason I was non-renewed. We have already seen that this was the one and only reason given for my non-renewal.
Mr. Frieberg is wrong about his responses, Appellees are required to respond to all legal claims. They cannot just dismiss the facts with a wave of their hand. Let’s review the facts concerning Judge Bingner’s writings and his conduct before, during, and after the January 2006 hearing.
Beginning with his ‘Decision,’ dated October 13, 2006.
Fact – Stated that all of my grievances were denied at the local level. This is a false statement. The evidence submitted during the hearing showed that my grievances were all granted at the Step 3 level. This is the peer review level and the only step in the grievance process that is not determined by the same people that I was grieving against.
Fact – Stated, ‘Keating did not produce any evidence or a single witness in support of his version of the facts.’ The evidence shows that I submitted a considerable amount of documentary evidence and that nearly all of my testimony was corroborated by testimony by members of the administration.
Fact – Stated, ‘All of Keating’s own witnesses affirmed the fact that he was uncivil, uncooperative, unreasonable in his demands, and disruptive during his employment.’ As we have already seen, the documentation shows the administration was saying exactly opposite of this. The administration introduced no documentary evidence that I ever behaved in this manner.
Fact – Stated, ‘He admitted at the hearing to using this proceeding as well as his other several related proceedings to punish the people involved. He testified that, in his opinion, punishment was a permissible purpose of the system.’ In actuality, I stated that I believe punishment was part of the judicial process and that if the administration had violated the law they should be punished for it. But, either way, Bingner is saying that he objects to my opinion that punishment is part of the process and that my statement in January 2006 justifies their actions in June 2004.
Continuing with his ‘Findings of Fact and Conclusions of Law,’ dated October 23, 2006.
Fact – He again stated that all of my grievances were denied at the local level. Again, this is a false statement. The evidence submitted during the hearing showed that my grievances were all granted at the Step 3 level. This is the peer review level and the only step in the grievance process that is not determined by the same people that I was grieving against.
Fact – Stated that during my June 2004 hearing that I ‘verbally attacked and denigrated his supervisor rather than attempting to show why the non-renewal action should not be taken.’ This is a false statement and the testimony showed that I spent my time defending my statement as true and accurate. The evidence also showed that no one ever refuted my statement, not even Keller, not then and not since.
Fact – Stated that I called no witnesses. The record shows that there were four witnesses that testified after I called them, including myself. A fifth was called and refused to appear. The administration did not call a single witness that I had not called previously.
Fact – In his ‘Decision,’ dated October 13, 2006, he stated, ‘All of Keating’s own witnesses…’ How could he refer to my ‘own witnesses’ when he also stated I did not call any witnesses?
Fact – Stated I submitted no evidence. The record shows two thirds of all documentary evidence was submitted by me (33 of 52 submitted pieces of evidence).
Fact – Stated ‘Keating is not a credible witness.’ This statement was made without due process or evidence. He ignored my military record and clearance. He also ignored that nearly all of my testimony was corroborated by members of the administration that I called to testify.
19-14-9. (Rule 608(a)) Opinion or reputation on character of witness. The credibility of a witness may be attacked or supported by evidence in the form of opinion or reputation, but subject to these limitations:
(1) The evidence may refer only to character for truthfulness or untruthfulness; and
(2) Evidence of truthful character is admissible only after the character of the witness for truthfulness has been attacked by opinion or reputation evidence or otherwise.
19-14-10. (Rule 608(b)) Specific conduct bearing on credibility of witness. Specific instances of the conduct of a witness, for the purpose of attacking or supporting his credibility, other than conviction of crime as provided in §§ 19-14-12 to 19-14-16, inclusive, may not be proved by extrinsic evidence. They may, however, in the discretion of the court, if probative of truthfulness or untruthfulness, be inquired into on cross-examination of the witness:
(1) Concerning his character for truthfulness or untruthfulness; or
(2) Concerning the character for truthfulness or untruthfulness of another witness as to which character the witness being cross-examined has testified.
Fact – Stated that I made ‘threatening and derogatory remarks to and was rude to’ both Heaton and Keller. At no time has anyone ever introduced any claim or evidence that I threatened Heaton or Keller. The only rude or derogatory remarks made were the ones in my private email of April 24, 2004.
Fact – Stated that I had initiated three civil actions in the circuit court and one in U.S. District Court. He then goes on to state that all were decided against me. At the time of the hearing, the evidence presented showed only one civil action had been decided against me. Two of the cases in circuit court were still pending and the district court case was administratively closed pending the outcome of state actions and still has not been decided.
Fact – Stated, ‘Keating was disruptive of the Physics Department where he worked, was disrespectful to his supervisors, was uncooperative, refused instruction, guidance or assistance when offered, and wrongfully used grievance procedures and civil trial proceeding as a means of punishing his supervisors and the administration at USD.’ As we have seen, no evidence was submitted to support these claims and the documentary evidence submitted at the hearing showed the administration held exactly the opposite opinion of me.
Fact – Stated, ‘Keating is a trouble maker and blames others for the results of his own conduct.’ This is a not a legal argument, nor is it evidence towards my complaints, and it is not supported by any evidence. This is nothing more than a personal attack.
Continuing with our list of facts:
Fact – Claimed there was no merit to my case but still took seven months to decide.
Fact – Only made his decision after I appealed to his supervisors for assistance.
Fact – SDCL 1-26-30.1 provided him with 30 days to make a decision.
Fact – Plagiarized most of his writings directly from the submissions of Appellees. While this is not illegal, it is considered an indication that the judge did not adequately review the evidence and all arguments before him and many courts are now considering it to be unethical.
Fact – He ignored all arguments concerning the constitutionality of the civility clause. I established a strong prima facie case that the civility clause is unconstitutional and my rights were violated by its inclusion in the contract . He failed to address this issue at all.
Fact – Introduced ambiguity into contract when none existed when he denied me protection for being over four and for being under four years of service.
Fact – Interfered with discovery when he failed to grant my request to order Roberta Hakl to produce all notes from her investigation into my grievances.
Fact – He delayed my witness list and hand delivered it to me the morning of the first day of the hearing, making it impossible for me to subpoena any witnesses.
Fact – Sits as advocate for state, then sits as judge with responsibility to decide against the state.
Fact – Used my informal grievance, a protected activity, against me in his decision making process.
Fact – Refused to allow me to present evidence on my discrimination grievance, then stated I submitted no evidence.
Fact – Failed to enforce the rulings of the U.S. Supreme Court
Fact – Failed to enforce the rulings of the S.D. Supreme Court
18 U.S.C. § 242. This provision makes it a crime for a person acting under color of any law to willfully deprive a person of a right or privilege protected by the Constitution or laws of the United States. For the purpose of Section 242, acts under “color of law” include acts not only done by federal, state, or local officials within their lawful authority, but also acts done beyond the bounds of that official’s lawful authority, if the acts are done while the official is purporting to or pretending to act in the performance of his/her official duties. Persons acting under color of law within the meaning of this statute include police officers, prisons guards and other law enforcement officials, as well as judges, care providers in public health facilities, and others who are acting as public officials. It is not necessary that the crime be motivated by animus toward the race, color, religion, sex, handicap, familial status or national origin of the victim.
SDCL 3-16 defines malfeasance, misfeasance, and nonfeasance as class 2 misdemeanors.
MISFEASANCE – The performance of an act which might lawfully be done, in an improper manner, by which another person receives an injury. It differs from malfeasance, or, nonfeasance.
MALFEASANCE – The unjust performance of some act which the party had no right, or which he had contracted not to do.
NON FEASANCE – The non-performance of some act which ought to be performed.
ARBITRARY AND CAPRICIOUS – Absence of a rational connection between the facts found and the choice made. Natural Resources. v. U.S., 966 F.2d 1292, 97, (9th Cir.’92). A clear error of judgment; an action not based upon consideration of relevant factors and so is arbitrary, capricious, an abuse of discretion or otherwise not in accordance with law or if it was taken without observance of procedure required by law. 5 USC. 706(2)(A) (1988).
When a judge makes a decision without reasonable grounds or adequate consideration of the circumstances, it is said to be arbitrary and capricious and can be invalidated by an appellate court on that ground.
Bingner’s actions were in excess of his statutory authority. They were made upon unlawful procedures. They were arbitrary and capricious. And, they were affected by other error of law. Each of these is grounds for reversal.
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ExpressO Preprint Series
Year 2006 Paper 1743
Ethical Judicial Opinion Writing
Gerald Lebovits
New York Law School
http://law.bepress.com/cgi/viewcontent.cgi?article=8178&context=expresso
In a democracy, judges have legitimacy only when their words deserve respect,
and their words deserve respect only when those who utter them are ethical.
The way an opinion is written can tell the reader as much about a judge as the opinion’s
substance. Sloppy writing shows that the judge put insufficient time into writing the opinion.4 An opinion that presents a slanted version of the facts or gives short shrift to a seemingly meritorious argument might suggest that the judge did not explore both sides of an issue.5 Lambasting or lampooning lawyers or litigants might indicate bias.6 An attempt to shoehorn facts into a particular result when further research might yield a clearer, more convincing, and different result might show poor reasoning.7 Perhaps most important of all, poorly drafted opinions “all too often reach the wrong result from an objective, or philosophically neutral, point of view.”8 Ethical judicial opinion writing inextricably intertwines style and substance.
Jamie S. Dursht, Judicial Plagiarism: It May Be Fair Use But Is It Ethical?, 18 CARDOZO L. REV. 1253, 1295 (1996).
Steven Lubet, Bullying from the Bench, 5 Green Bag 11, 14, 2001
Canon 1 of the Model Code provides that “[a] judge shall uphold the integrity and
independence of the judiciary.”15 Subsection A of the same canon explains what upholding integrity and independence means: “A judge should participate in establishing, maintaining and enforcing high standards of conduct, and shall personally observe those standards so that the integrity and independence of the judiciary will be preserved.”16 The drafters of the Model Code were aware that to be effective, the judiciary must maintain legitimacy.17 To maintain legitimacy, judges must live up to the Model Code’s moral standards when writing opinions. If the public is able to witness or infer from judges’ writing that judges resolve disputes morally, the public will likewise be confident of their ability to resolve disputes fairly and justly.18
Canon 2 provides that “[a] judge shall avoid impropriety and the appearance of
impropriety in all of the judge’s activities.”19 At its basic level, Canon 2 prevents judges from acting on bias 20 —including racist or sexist beliefs. Canon 2 also ensures that judges comply with the law and promote public confidence in the integrity of the judicial system.21 Canon 2 was written in general terms to proscribe a broad range of activity.22 The comments to Canon 2 explain that the “test” for the appearance of impropriety is “whether the conduct [at issue] would create in reasonable minds a perception that the judge’s ability to carry out judicial responsibilities with integrity, impartiality, and competence is impaired.”23 Canon 2 is designed to ensure that a judge’s conduct promotes the image of a fair, competent, and impartial judiciary and to prevent conduct that might tarnish that image. Poor judicial writing will tarnish a judge’s reputation; it will also sully the reputation of the judiciary as a whole and good government as well. Judges have an obligation to ensure that their written work reflects the integrity, impartiality, and competence they are expected to exhibit from the bench. These qualities are as important as justice and fairness. Without integrity, impartiality, and competence, neither justice nor fairness is possible.24
Canon 3 prescribes that “[a] judge shall perform the duties of judicial office impartially
and diligently.”25 The comments to Canon 3 require the judge to be patient and to allow each litigant to be heard.26 The judge must also give due consideration to the litigants and their claims, regardless of any initial impulse or thought about the validity of a particular claim. Further, judges are expected to recuse themselves if they have a personal bias against a litigant or a litigant’s lawyer.27 In the fight against bias, the best judge is the one who realizes that all people are biased. That judge “is more likely to make a conscientious effort at impartiality than one who believes that elevation to the bench makes him at once an organ of infallible logical truth.”28 Thus, “[a]n ethical judge must demand of herself that she identify and understand her own biases and how they affect her reaction to a case.29
Subsection (B)(4) of Canon 3 is especially pertinent. It provides that “a judge shall be
patient, dignified and courteous to litigants, jurors, witnesses, lawyers and others with whom the judge deals in an official capacity . . . .”30 Canon 3 emphasizes that judges should always act professionally and respectfully to all. A judge must never patronize or offend the losing side. The judge must treat all with dignity and respect.
Although the Model Code is seemingly aimed at a judge’s conduct on the bench, it
can—and does—apply equally to a judge’s judicial opinions. A judge’s written opinions cannot be separated from a judge’s judicial ethics.
The shift to a writing-centered system is evident in Marbury v. Madison. The Supreme
Court held that “[i]t is emphatically the province and duty of the judicial department to say what the law is. Those who apply the rule to particular cases, must of necessity expound and interpret that rule.”46 [5 U.S. 137, 177 (1803).] Most understand Marbury to mean that under the separation of powers doctrine, the judicial branch interprets laws that the legislative branch enacts and the executive branch enforces. Marbury means more than that. Marbury requires judges to give reasoned opinions, not merely judgments, in cases that call for explanation. The judicial opinion is integral to the function of the American judicial system. Opinions are the vehicles by which the judiciary elucidates, expounds upon, and creates rights for Americans.
Justice George Rose Smith once pointed to the democratic process as a reason to write
opinions: “Above all else to expose the court’s decision to public scrutiny, to nail it up on the wall for all to see. In no other way can it be known whether the law needs revision, whether the court is doing its job, whether a particular judge is competent.”47 Justice Smith recognized that judges are not untouchable beings. Judges serve their audience. With this service comes the need for judges to be trusted. Writing opinions makes obtaining this trust easier: it allows a hallowed institution to become transparent.
Writing judicial opinions essentially serves four functions. First, “opinions are written to
tell the parties why the winner won and the loser lost.”48 The law forbids vigilante, or “self help,” justice.49 If individuals believe they will receive unexplained outcomes in the judicial forum, reliance on self-help might become the norm.50
Second, written opinions “constrain arbitrariness.”51 A written opinion explains the
decision to the parties, especially the losing party.52 The losing party must be satisfied that its arguments have been considered and fairly evaluated. A written opinion also assures the public that the decision is the product of reasoned judgment and thoughtful analysis, rather than an arbitrary exercise of judicial authority.53
Third, written opinions ensure correctness.54 Writing an opinion reinforces the judge’s
decision-making process. It forces the judge to evaluate whether the reasoning and the facts warrant the conclusion reached.55 Many “[m]isconceptions and oversights of fact and law are discovered in the process of writing.”56 A judge’s writing process must begin early, and a judge must edit until the deadline. A structured and unrushed writing process in which the judge organizes thoughts in advance, rewrites, and edits will allow the attorneys, the litigants, and those unfamiliar with the case to understand the opinion on their first read. If a judge has difficulty explaining a concept or decision, then more research is required to make everything understandable. Additional research might unearth other relevant cases or good ideas. A judge struggling with an opinion must reevaluate all reasoning and accept that a different conclusion might be reached. Ultimately, judges must always be happy with the result of their writing. Recognizing this will lead judges to accept responsibility for their opinions and ensure that their opinions are correct.
Fourth, written opinions are the common law. They encapsulate much of legal discourse.
In our system of stare decisis, courts must look forward and backward to evaluate the bases and implications of their decisions.57 For appellate opinions of courts of last resort,
the test of the quality of an opinion is the light it casts, outside the four corners of
the particular lawsuit, in guiding the judgment of the hundreds of thousands of
lawyers and government officials who have to deal at first hand with the problems
of everyday life and of the thousands of judges who have to handle the great mass
of the litigation which ultimately develops.58
An unethical opinion has negative implications that can go beyond the parameters of the individual case for which it was written.
****
It is important for litigants to understand how and why the judge reached a particular result. Judges have a duty, running directly to the litigants, to render legally sound decisions.
For Americans, accountability in the judicial system stems from the fully deliberated written judicial opinion. The belief is that the judiciary, as the third branch of government,68 is accountable to more than the litigants. The judiciary is accountable to the legislature to interpret and follow the law and to the public to apply the law. The judiciary’s integrity depends on clear, impartial, and fair opinions. The underlying legal principle of stare decisis—that courts in the same jurisdiction apply the law in the same manner as higher courts—means that American judges do not “just write decisions, [they] write precedents.”69
******** This means Bingner’s decision is not precedent, even though it is contrary to higher court rulings. ***************
Realizing that, judges should write persuasive opinions while presenting the
facts honestly, and perhaps even conceding a point or two to the losing side.73 Third, judges must choose whether the opinion will be written in a formal pure style 74 or in a low impure style. Fourth, judges must decide on the opinion’s tone.75 Keeping these considerations in mind will help judges tailor their decisions to reach all who will be affected by what they write.
A judicial opinion must be more than semantically and grammatically correct. Writing
style is a judge’s signature—the judge’s own imprimatur on the law. The importance of style is encapsulated in Llewellyn’s aphorism: “Ideals without technique are a mess. But technique without ideals is a menace.”83 For this reason, judges should shun chameleon writing, which adopts the winning litigant’s style and changes from case to case. Moses Lasky said it best:
Then there is the opinion manufactured in what Judge
Cardozo, I believe, called the “style agglutinative,” by
scissors and paste pot. In consequence, there are notable
judges whose opinions vary both in style and legal
attainment according to the brief of the party for whom
they have decided to decide; the opinion consists of
reassembled segments clipped from the prevailing briefs.84
Chameleon writing shows no individual thought or reasoning. Judges should not allow their writing to be a cut-and-paste job. Rather, within the constraints of grammar and ethics, each judge may express a unique writing style.
***
Although judges must cite sources, the line becomes blurred when the issue is plagiarism
from legal briefs that litigants submit. An argument exists that “lifting” language from a public document filed with the court should be permitted because legal documents are not copyrighted material. The argument further goes that the litigants want the court to adopt their language and reasoning. The contrary argument is that to preserve the appearance of neutrality, judges should compose opinions using their own language and reasoning so that the litigants can see that the court considered the arguments and had its own thoughts.
***
A judge’s use of scorn suggests that bias might have motivated the judge.283 If a judge
describes a claim as inane or a lawyer as inept, the reader will wonder whether the judge was too distrustful to pay close attention to the litigants’ arguments.284
***
Judges should always maintain a professional, neutral tone. Regardless of the judge’s
personal feelings, the tone should stay restrained, patient, dignified, and courteous.
***
The Model Rules of Judicial Conduct requires judges to maintain neutrality:
Expressions of bias or prejudice by a judge . . . may cast reasonable
doubt on the judge’s capacity to act impartially as a judge.
Expressions which may do so include jokes or other remarks
demeaning individuals on the basis of their race, sex, religion,
national origin, disability, age, sexual orientation or socioeconomic
status.408
To maintain the professional tone expected in an opinion, judges must remain impartial.
***
The tone in these cases says more about the decision-making process than about the law. These passages suggest a bias in the decision-making process.
***
Judges have a duty to issue timely decisions. A judge who ignores or fails to issue a
timely decision may face disciplinary sanctions or at least administrative correction. One New York State Supreme Court justice faced disciplinary sanctions when he delayed issuing decisions in eight cases.443 The delays ranged from seven months in a tort case to over nine years in an admiralty case. The litigants were forced to commence proceedings to compel the justice to issue the decisions in four of those cases. The New York Court of Appeals noted that the justice’s “handling of the cases” showed his “serious administrative failings.”444 But the court, over a strong dissent, did not discipline the judge. According to the court, the judge’s actions were “not the kind of derelictions commonly associated with misconduct warranting formal penalties.”445 It held that there was “no persistent or deliberate neglect of his judicial duties rising to the level of misconduct.”446
It is hard to fathom why the court did not find that the justice’s actions rose to the level of
“persistent or deliberate” neglect of judicial duties. One reason for the court’s decision might have been that the court sympathized with the justice’s predicament and took into account his experience and commitment. Most believe, however, that judges who fail to issue timely decisions act unethically, and numerous courts have disagreed with the Greenfield decision.447 Judges must, according to Model Canon 3 A(5), dispose of all court business promptly. Late justice is injustice.
***
To be ethical, judicial opinions must live up to high moral standards. Judges must promote the image of fairness and integrity in the judicial system. Judges must be free of bias and the appearance of bias, treat attorneys and litigants with dignity and respect, and act as role models for the legal profession.
************************************
At the end of the day, the opinion speaks for itself.
*************************************
STARE DECISIS – Lat. “to stand by that which is decided.” The principal that the precedent decisions are to be followed by the courts.
To abide or adhere to decided cases. It is a general maxim that when a point has been settled by decision, it forms a precedent which is not afterwards to be departed from. The doctrine of stare decisis is not always to be relied upon, for the courts find it necessary to overrule cases which have been hastily decided, or contrary to principle. Many hundreds of such overruled cases may be found in the American and English books of reports.
An appeal court’s panel is “bound by decisions of prior panels unless an en banc decision, Supreme Court decision, or subsequent legislation undermines those decisions.” United States v. Washington, 872 F.2d 874, 880 (9th Cir. 1989).
Although the doctrine of stare decisis does not prevent reexamining and, if need be, overruling prior decisions, “It is . . . a fundamental jurisprudential policy that prior applicable precedent usually must be followed even though the case, if considered anew, might be decided differently by the current justices. This policy . . . ‘is based on the assumption that certainty, predictability and stability in the law are the major objectives of the legal system; i.e., that parties should be able to regulate their conduct and enter into relationships with reasonable assurance of the governing rules of law.’” (Moradi-Shalal v. Fireman’s Fund Ins. Companies (1988) 46 Cal.3d 287, 296.) Accordingly, a party urging overruling a precedent faces a rightly onerous task, the difficulty of which is roughly proportional to a number of factors, including the age of the precedent, the nature and extent of public and private reliance on it, and its consistency or inconsistency with other related rules of law.
******** Bingner failed to uphold precedents in his decision ************
************************************
JUDICIAL MISCONDUCT – The appropriate role for a judge to play in a jury trial has been the subject of a number of appeals. Courts have said a trial judge must always remain fair and impartial. Kennedy v. Los Angeles Police Dep’t, 901 F.2d 702, 09 (9th Cir.’89). He ‘ ‘must be ever mindful of the sensitive role [the court] plays in a jury trial and avoid even the appearance of advocacy or partiality.’ ‘ Id. (quoting U.S. v. Harris, 501 F.2d 1, 10 (9th Cir.’74)).
‘[t]he standard for reversing a verdict because of general judicial misconduct during trial is rather stringent.’ Kennedy, 901 F.2d at 709. To sustain a claim of this kind, there must be an ‘extremely high level of interference’ by the trial judge which creates ‘a pervasive climate of partiality and unfairness.’ U.S. v. DeLuca, 692 F.2d 1277, 1282 (9th Cir.’82). See also Laurins, at 537 (‘A judge’s participation [in the trial] justifies a new trial only if the record shows actual bias or leaves an abiding impression that the jury perceived an appearance of advocacy or partiality.’).
Summary and Conclusion
The evidence I have presented to the court rises far above the standard of compelling evidence. It even rises above beyond a reasonable doubt. And, there can be no question that the evidence before Bingner rose above the preponderance of evidence standard that I had to satisfy in the DOL hearing.
They violated the civility clause and their vicious personal attacks against me show they had premeditated malicious intent at all times.
The government is held to a higher standard than the citenzry. It is important that we prevent our government officers from abusing their positions of power and authority to engage in improprieties.
In his pleading, Frieberg stated that I was not a resident of South Dakota after I claimed residency in this state. I own a house in Vermillion and it is my primary residence. I am registered to vote here and exercised that right in the last general election. My driver’s license is from South Dakota and my car is registered in South Dakota. The U.S. government lists South Dakota as my state of residence on my reserve pay receipts. And, I file non-resident taxes in CT. Mr. Frieberg was informed that I had governmental documentation to show I was a resident of South Dakota, but failed to correct his pleading.
In his pleading, Frieberg attacked my claim that I called over 100 attorneys and cited it as an example that I was not credible.
The South Dakota Lawyer Referral Service lists 71 lawyers. The Vermillion phone book has listing for over 70 attorneys under the general category. Sioux Falls yellow pages list nearly 450 attorneys under the general category. Sioux City, IA lists over 300 attorneys. A web search of Minneapolis produced over 100 attorney specializing in employment law. This doesn’t include all of the other attorneys throughout the state of SD that were available for me to call.
This means there were somewhere around 1000 attorneys for me to call. To suppose that I called 100 of them is very plausible.
All of these figures are available with to the simplest of inspections. Freiberg could have made the simplest check and seen how many attorneys were available for me to call. Either he didn’t bother, or he did and made his statement anyway. Either way, there is nothing other than malice in his statement. It is not a legal argument and the evidence shows that it had no substance or merit.
Mr. Frieberg made a personal attack on me in his pleading that had no legal reasoning and no legal evidence to support it. This was nothing more than a personal attack for the pleasure of damaging my reputation.
Mr. Frieberg stated at the April 25 hearing that if I was an attorney I would surely be subject to sanctions. Well, Mr. Frieberg is an attorney and I am requesting the court to sanction him for the blatant personal, and baseless attacks he has made, and continues to make, against me.
The evidence shows that USD acted with premeditated malicious intent and that they will continue to do so until the courts make it so prohibitive for them that they finally comply with the law. Examples of how they refuse to comply with the law include:
Mock and Cole v. USD
ADA enforcement in the Dakota Dome
Title IX compliance and NCAA sanctions
I have shown that the civility clause is unconstitutional.
I have shown they acted in retaliation.
I have shown they violated my non-renewal deadline protection as provided for in the
COHE agreement.
I have shown they are trying to subject me to disciplinary action and deny me my due process rights under the 14th amendment.
I have shown that they committed several procedural errors in their non-renewal action.
I have shown that Judge Bingner committed many violations in his decision and is reasonable to conclude he committed misconduct, resulting in many grounds for reversing his decision in its entirety.
On the subject of remedy, “Historically, the type of remedy sought often dictated which court a litigant should enter to seek relief; special courts were established – law, equity, ecclesiastical – to dispense particular types of relief or the hear certain matters. In the United States today, however, the courts are not so designed. With few exceptions, modern civil court systems are authorized to dispense whatever remedy the evidence indicates is appropriate.”
This court has all the authority it needs to grant my request for remedy.
When we reach the point where employers can fire someone because they said something bad about their boss while in their own home, there’s going to be a lot of us in trouble.
But, when we reach the point where the government can come into our houses and tell us what we can and cannot say, we are all going to be in trouble.
Legal Fight Hearing June 29, 2007
Posted by physics309 in Legal Fight With USD, New London.Tags: Abbott, free speech, Heaton, Keating, Keller, South Dakota, USD, wrongful termination
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I had been preparing for my hearing before the Department of Labor for quite a while, but really got into it beginning November 2005. After eighteen months, the hearing was finally scheduled for January 2006. There had been motions and telephone conferences and all sorts of legal wrangling, but the hearing was finally coming. My goal in the hearing was to get as much evidence into the record as I could. I already knew the judge was not going to rule in my favor, no matter what evidence I presented. The best I could hope for was to make it as uncomfortable as possible for the judge and the bad guys.
The reason I was so sure the judge was biased was because of the way he interfered with my discovery. Since I was representing myself, I was authorized to write subpoenas to gather evidence. The bad guys refused to honor my subpoenas and would not give me the evidence I requested. When I took this to the judge, he at first refused to do anything. After several requests from me, he instructed them to produce the emails I requested. This was a verbal instruction and he never made it an order. I also had requested the notes by the EEOC officer on campus that had investigated my grievances. This person was not protected from discovery in any way, but they wouldn’t produce her notes. The judge said he would consider my request, but never did order them to produce the material. He also refused to approve my list of witnesses I wanted to call and would not give me permission to subpoena anyone to appear at the hearing. Finally, on the first morning of the hearing, he hand delivered to me his permission for me to subpoena witnesses. Of course, by this time it was impossible to do so. It would take time to issue and serve the subpoenas, and I was sitting in the hearing all day. So, I went into the hearing with my hands tied and my eyes wide open.
I was still searching for a lawyer, but things were getting increasingly dim. The Latin phrase for representing yourself is ‘pro se,’ which has two meanings. The first is straightforward and means ‘by yourself.’ The second is ‘you lose.’ No kidding, look it up. I was able to find that pretty funny, even in the predicament I was in.
So, I was very motivated to find a lawyer. I had finally found one that said he wasn’t afraid of a long fight against the university and he reviewed my case and evidence with me. Up to now, every lawyer that had reviewed my case with me told me I had a good case, but I needed to find myself a lawyer. This guy, though, told me I had a very good case but wanted to know why I would want a lawyer. He told me I was doing a better job than any lawyer ever would. This was flattering, but it really wasn’t what I wanted to hear. I REALLY wanted to turn all of this over to a lawyer and was willing to pay. I talked to two other lawyers after that and got almost the exact same answer. I found myself still stuck representing myself.
The hearing was held over two days at the University of South Dakota in January, 2006. The judge allowed them to beat me up as much as they pleased. I would object to things as being irrelevant or prejudicial to the case and he would say he wanted to hear it anyway. Then, he would regularly interrupt my questioning and interfere with my case, some of which was to be expected. I was a layman and not formally trained in civil procedures, but I had done my homework and the hearings were specifically established for people to represent themselves. I didn’t get upset with the judge’s behavior because I just figured it gave me grounds for appeal. I just kept reminding myself that what I wanted to do was to get the evidence in the record and set myself up for appeal.
One interesting thing was that the bad guys had changed their tactic. They no longer claimed I was fired for my email; they were now claiming I was fired for a different email they claimed was offensive. There were several problems with their case, though. This email had been written fifteen months before I was fired, I had never been counseled for it, and it was actually an informal grievance allowed and encouraged by the collective bargaining agreement. It was an email I had sent pointing out several practices by Keller that I found to be offensive and insulting and was asking her to stop. They claimed this was threatening and the reason I was fired and built their entire case around it.
Obviously, they had changed their tactics because of the November hearing where I pounded them about censoring me at home. But, this was actually a good thing. The U.S. Supreme Court ruled that when employers change their story it is evidence of discrimination. Retaliation is defined as a form of discrimination and all of those laws apply. Justice Sandra Day O’Conner wrote a very elegant decision on the matter. She said that no one knows the mind of the employer better than they do, so the fact that they keep changing their story is evidence they have something to hide and can be used against them.
By the way, I found Justice O’Conner’s opinions to be superbly written. If you are a student of the law I cannot recommend highly enough that you study her opinions. In the world of legal opinions, her’s are a true pleasure to read. They are very elegant and straight to the point. I really miss her on the court.
The hearing lasted a day and half with the judge cutting me off short so he could ‘hit the road.’ He disallowed me to call Abbott as a witness because Abbott was out of town and wouldn’t be back before lunch on the second day and the judge didn’t want to wait that long. This was an important witness because I had wanted to introduce an email that he had sent.
After Keller and Heaton had threatened me with false charges of sexual harassment I was so concerned that I started calling lawyers to ask about this. I was advised to report it to the state attorney general’s office, which I did. I called up and had a long conversation with this guy who essentially blew me off. He expressed the typical platitudes, but ultimately, they were not going to take any action on it. What I found out later, when I got hold of their emails, is that this guy had then called up Abbott and told him that one his faculty members was calling about this issue. Abbott then informed the VP for Academic Affairs, my dean, Heaton, Keller, and the chief of the campus public service. I researched this for a long time before I finally found the law that was broken. They violated some sections of the US Code that I was able to identify and have made a complaint to the U.S. Department of Justice about it. I don’t know what they will eventually do, but if I’m right, and the statute of limitations hasn’t expired, they could be punished with jail time. In any event, it was evidence that the real reason I was fired was because of retaliation for my original complaint against Keller. But, the judge wouldn’t allow me to introduce it.
With my hands tied, I still managed to present my case. For some reason, they had Keller and Heaton there to testify. The reason I was surprised by this is because they didn’t have to prove anything. The entire burden of proof was on me. Since I couldn’t call any witnesses, I would have been very challenged to get any evidence into the record. But, with Keller and Heaton sitting there in the room they couldn’t refuse to testify when I called them. To say they were hostile witnesses would be an understatement, but I was still able to force them to testify to almost everything I wanted, corroborating nearly all of my own testimony. Another big break occurred when the guy that had been the VP for Academic Affairs when I was first notified I was going to be non-renewed agreed to testify when I asked him. While still a hostile witness, he was much more cooperative than Heaton and Keller and was very truthful in his testimony. Also, Heaton and Keller plainly lied on the witness stand and just repeated what the other said. The former VP was not in the room when this was happening and provided testimony that conflicted with Heaton and Keller on key points and corroborated mine. This was a big help to me.
But, something remarkable happened on the morning of the second day. I knew we would have to make closing arguments so I stayed up late the night before preparing mine. When we arrived on the morning of the second day the judge announced that we could make oral arguments or written ones and he was going to leave the decision to us.
Written ones?!!! I fought hard not to show my desire to do the written argument. Frieberg, for all of his observed lack of intelligence, was an experienced trial lawyer and was bound to rip me to pieces with oral arguments. The judge asked Frieberg which he would prefer. Unbelievably, Frieberg hesitated! I couldn’t believe my luck. He was just sitting there without responding! So, I jumped in and said that I would prefer oral arguments and was prepared to give mine. As predictable as clockwork, Frieberg said that he would prefer written ones and the judge agreed. It took all of my self-control to hide my glee! I had played them like an instrument. As it turned out, this was a massive mistake on their part, maybe the biggest they had made since they started the fight.
The judge gave us one month to submit our arguments, then two weeks to submit one rebuttal. This gave me plenty of time to research everything that had happened and get all of my arguments in logical order. My initial argument was 30 pages long, emphasized all of the evidence I wanted to, and had over 40 citations to support my case. Their argument was about 15 pages long, and was mostly concerned with stating the case. They had only about six or seven pages of legal arguments, which were very transparent and what I had expected from them. This was ok, though. The burden of proof was on me and they didn’t have to prove their case with their argument.
However, I had made a prima facie case with my argument and they were now bound to refute it. Failing that, the judge was legally bound to find in my favor. I was expecting a very strong rebuttal argument, but it didn’t come. Their rebuttal was even weaker than their original argument. Mine, on the other hand, was another ten pages with several citations showing why their original argument wasn’t valid. I had really researched the issues involved and had my ducks in a row.
I was satisfied with my work. Now, it was just a waiting game. Our final arguments were due at the beginning of March and the state law gave the judge 30 days to render a decision. I was expecting a decision no later that then the middle of April (six weeks), but April ended without one. Then, the months started to pass with no decision. I thought the judge was just working to find a way to rule against me and needed the time to find the necessary citations. But, after a while, I realized that he couldn’t rule against me, and he wasn’t going to rule for me, so he just wasn’t going to make a ruling. He was exercising a pocket veto. As long as the case sat on his desk, I was powerless to do anything. I couldn’t appeal, since there was no ruling, and I couldn’t proceed with any other complaints because I hadn’t exhausted my legal remedies. I spoke with some lawyers about this and everyone I talked to agreed with me.
I made an informal request at the end of July, just to remind him that we were waiting. I didn’t really expect an answer, but hoped that he would decide he had to do something. When there was no decision by early September I wrote a formal letter asking for a timetable. When he didn’t reply, I wrote a letter to his boss, asking for assistance. I had expected I would have to eventually go to court to get an order, but the judge responded after this and said he would make a decision soon. When nothing had come a few weeks later, I wrote his boss’ boss, the state Secretary of Labor. Finally, he issued his decision at the end of October, seven months after final arguments were submitted.
As expected, he ruled against me on all points. But, what I didn’t expect was how poorly written the decision had been. It was just a cut and paste job from the bad guys arguments and had no logical consistency. It was also vehement in his distain for me, making numerous personal attacks. The grounds for appeal were numerous and I filed my appeal right away. You can read his opinion on-line, if you’re interested. Do a search on ‘USD Bingner’ and it should come up right away. The judge’s name was Randy Bingner.
Now, I’m waiting for my hearing before the circuit court judge on July 19th in Vermillion. Will I win? Probably not. It is my belief the judge already has his decision written and any arguments presented to him at the hearing won’t make any difference to him. That’s the way it works in South Dakota. But, that’s ok. I’m aiming for the appeal. I just need to make it as difficult as possible for the judge and the bad guys so that I have grounds for appeal and I’ve already achieved that. The evidence, legal arguments, and legal evidence in my favor are so substantial that any adverse ruling will automatically have grounds for appeal built in.
After the circuit court is the state supreme court. After that is the federal appeals court and I am totally convinced that I will win once I get in the federal courts, although I may have to go all the way to the U.S. Supreme Court. The issues involved in my case have already been decided on, and they have been decided in my favor. It’s only a matter of time before I win.
I’ll let you know how it goes.